About Janney

Mission & History

John M. Ivan

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Senior Vice President, General Counsel
John M. Ivan joined Janney in 2005 and has more than 25 years of experience in the financial services industry. He has held numerous senior level positions at several high profile companies, including Goldman, Sachs & Co., where he was head of Compliance of Private Wealth Management and Wachovia Securities and served as Managing Director of Retail Compliance (First Union Securities), Managing Director of Compliance (Wheat First Union) and Assistant General
Counsel (Wheat First Securities). Mr. Ivan has also worked for the U.S. Securities and Exchange Commission.

He is a member of the Securities Industry and Financial Markets Association’s(SIFMA) General Counsel’s Committee, and SIFMA’s Compliance and Legal Society Executive Committee. He is active with Janney’s key regulators; currently serving on the Financial Industry Regulatory Authority (FINRA) Philadelphia based District 9 Nominating Committee having been a past member of the District Committee and FINRA’s Compliance Advisory Committee. He is a frequent panelist on industry conferences. He earned his bachelor’s degree from the University of Virginia and his law degree from the University of Richmond.

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