Business Continuation Summary

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Janney Montgomery Scott maintains a business continuity policy and plan to respond to any disruption of business operations. The plan safeguards our employees’ lives, securely protects both firm and client data and information, and ensures that procedures are in place to quickly assess, recover, and resume operations—allowing Janney clients to continue to transact business.

Our plan includes the following:

  • An electronic notification system to reach employees through diverse methods. 
  • Backup technical and operational facilities in diverse geographic locations, redundant data centers, alternate standby and processing facilities, secure remote network access, vendor redundancies, and telecommunications provided through diverse carriers. 
  • Continuous systems testing to ensure that critical activities, applications, and processes are functional.

A complete test of our business continuity plan occurs at least once a calendar year, with intermittent systems, personnel, and operational testing occurring during the course of the year. A copy of the firm’s business continuity plan is available upon request.