Institutions & Corporations

Investment Banking

Historical Transactions

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Transaction
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Oct-17 Global Food Equipment Company M&A Undisclosed Basic Industries
Oct-17 Seaspan Corp. Preferred Stock Offering $80.0 Infrastructure
Oct-17 Sotherly Hotels Preferred Stock Offering $30.0 REIT
Oct-17 RiverNorth Marketplace Lending Corp. Preferred Stock Offering $36.0 Financial Institutions
Sep-17 Global Net Lease Preferred Stock Offering $100.0 REIT
Sep-17 Great Elm Capital Preferred Stock Offering $28.4 Financial Institutions
Sep-17 KCAP Financial Inc. Preferred Stock Offering $17.7 Financial Institutions
Sep-17 Gladstone Capital Preferred Stock Offering $45.0 Financial Institutions
Sep-17 IREIT Preferred Stock Offering $100.0 Financial Institutions
Sep-17 Horizon Technology Preferred Stock Offering $32.5 Financial Institutions
Sep-17 T2 Biosystems Follow-on Offering $17.5 Healthcare
Sep-17 Tremont Mortgage Trust IPO $50.0 REIT
Sep-17 Global Medical REIT Preferred Stock Offering $67.5 REIT
Sep-17 Gladstone Land Follow-on Offering $12.3 REIT
Aug-17 KCAP Financial Inc. Preferred Stock Offering $50.0 Financial Institutions
Aug-17 Stellus Capital Investment Corporation Preferred Stock Offering $42.5 Financial Institutions
Aug-17 Ashford Hospitality Trust Preferred Stock Offering $85.0 REIT
Aug-17 Harvest Capital Credit Corp Preferred Stock Offering $25.0 Financial Institutions
Aug-17 Agile Therapeutics Folow-on Offering $20.0 Healthcare
Jul-17 Community Healthcare Trust Follow-on Offering $99.7 REIT
Jul-17 Gladstone Commercial Corp. Follow-on Offering $23.6 REIT
Jul-17 Triple Point Venture Growth Preferred Stock Offering $65.0 Financial Institutions
Jun-17 UMH Properties Preferred Stock Offering $125.0 Financial Institutions
Jun-17 Government Properties Income Trust Follow-on Offering $462.5 REIT
Jun-17 Repligen Corp. Follow-on Offering $120.0 Healthcare
Jun-17 Global Medical REIT Follow-on Offering $31.5 REIT
Jun-17 Fidus Investment Corp. Follow-on Offering $29.4 Financial Institutions
Jun-17 Plx Pharma Follow-on Offering $18.2 Healthcare
Jun-17 Agree Realty Corp. Follow-on Offering $98.0 REIT
Jun-17 Monroe Capital Corp. Follow-on Offering $42.8 Financial Institutions
Jun-17 Plymouth Industrial REIT IPO $55.1 REIT
May-17 Capitala Finance Corp. Cvt. Preferred Stock Offering $50.0 Financial Institutions
May-17 Alcentra Capital Corp. Follow-on Offering $34.2 Financial Institutions
May-17 Capitala Finance Corp. Preferred Stock Offering $70.0 Financial Institutions
May-17 Firsh Cash Pawn Preferred Stock Offering $300.0 Financial Institutions
May-17 Armada Hoffler Properties Follow-on Offering $89.7 REIT
May-17 Gladstone Investment Corporation Follow-on Offering $19.7 Financial Institutions
May-17 Antero Midstream GP LP Follow-on Offering $875.4 Infrastructure
Apr-17 Whitestone REIT Follow-on Offering $91.0 REIT
Apr-17 Stellus Capital Investment Corporation Follow-on Offering $38.8 Financial Institutions
Apr-17 New Mountain Finance Corporation Follow-on Offering $73.0 Financial Institutions
Mar-17 Cara Therapeutics Follow-on Offering $92.1 Healthcare
Mar-17 OFS Capital Corporation Follow-on Offering $51.0 Financial Institutions
Mar-17 Condor Hospitality Trust Follow-on Offering $50.1 REIT
Mar-17 Scorpio Tankers Preferred Stock Offering $50.0 Infrastructure
Mar-17 Spark Energy Preferred Stock Offering $35.0 Infrastructure
Mar-17 Gladstone Land Follow-on Offering $19.1 Real Estate
Mar-17 Monmouth Real Estate Investment Corp Preferred Stock Offering $73.5 Real Estate
Mar-17 Ashford Hospitality Prime Preferred Stock Offering $39.9 Real Estate
Mar-17 Ashford Hospitality Prime Follow-on Offering $69.9 Real Estate
Mar-17 Realty Income Corporation Follow-on Offering $672.7 Real Estate
Feb-17 Triangle Capital Corporation Follow-on Offering $136.5 Financial Institutions
Feb-17 Pennant Park Follow-on Offering $70.4 Financial Institutions
Feb-17 Clipper Realty, Inc IPO $77.0 Real Estate
Jan-17 Just Energy Preferred Stock $100.0 Infrastructure
Jan-17 Independent Printing M&A Undisclosed Basic Industries
Jan-17 Bluerock Residential Growth REIT Follow-on Offering $60.5 Real Estate
Jan-17 City Office REIT Follow-on Offering $71.3 Real Estate
Dec16 PLx Pharma Reverse Merger TBD Healthcare
Dec-16 World Wrestling Entertainment, Inc. Convertible Bond $215.0 Basic Industries
Dec-16 Recro Pharma Follow-on Offering $40.0 Healthcare
Dec-16  Compass Diversified Holdings Follow-on Offering $104.4 Financial Institutions
Nov-16  Farmland Partners Inc. Follow-on Offering $34.9 Real Estate
Nov-16 Fidus Investment Corporation Follow-on Offering $46.6 Financial Institutions
Nov-16 THL Credit Debt Offering $22.0 Financial Institutions
Nov-16 Hersha Hospitality Trust Preferred Stock Offering $100.0 Real Estate
Oct-16 Collegium Pharmaceuticals Follow-on Offering $80.0 Healthcare
Oct-16 Gladstone Capital Corporation Follow-on Offering $17.3 Financial Institutions
Oct-16 Agree Realty Corp Follow-on Offering $86.2 Real Estate
Oct-16 New Mountain Financial Corporation Follow-on Offering $68.8 Financial Institutions
Oct-16 People's United Financial Preferred Stock Offering $250.0 Financial Institutions
Oct-16 Nektar Therapeutics Follow-on Offering $201.8 Healthcare
Oct-16 Great Elm Capital Group Rights Offering $45.0 Financial Institutions
Oct-16 Landmark Infrastructure Partners Follow-on Offering $56.2 Infrastructure
Oct-16  Ashford Hospitality Trust Preferred Stock Offering $155.0 Real Estate
Oct-16  Bluerock Residential Growth REIT Preferred Stock Offering $67.5 Real Estate
Sept-16  City Office REIT Preferred Stock Offering $100.0 Real Estate
Sept-16  Chesapeake Utilities Follow-on Offering $52.0 Infrastructure
Sept-16  Gladstone Investment Corp Preferred Stock Offering $57.5 Financial Institutions
Sept-16  Monmouth Real Estate Investment Corp  Preferred Stock Offering $130.0 Real Estate 
Aug-16 Sotherly Hotels, Inc. Preferred Stock Offering $40.3 Financial Institutions
Aug-16 Recro Pharma Follow-on Offering $14.9 Healthcare
Aug-16 Hospitality Properties Trust Follow-on Offering $389.0 Financial Institutions
Aug-16 Gladstone Land Preferred Stock Offering $28.8 Financial Institutions
Aug-16 Seaspan Corporation Preferred Stock Offering $225.0 Infrastructure
Aug-16 Landmark Infrastructure Partners LP Preferred Unit Offering $46.0 Infrastructure
Jul-16 Triangle Capital Corporations Follow-on Offering $134.2 Financial Institutions
Jul-16 Monroe Capital Corporation Follow-on Offering $55.3 Financial Institutions
Jul-16 Dominion Resources Inc Debt Offering $800.0 Infrastructure
Jul-16 Bluerock Residential Growth REIT Preferred Stock Offering $57.5 Financial Institutions
Jul-16 Ashford Hospitality Trust Preferred Stock Offering $120.0 Financial Institutions
Jun-16 Water-Jel Techonologies Sell-side M&A Undiscl. Infrastructure
Jun-16 Hercules Technology Growth Capital Debt Offering $69.0 Financial Institutions
Jun-16 Innocoll Holdings PLC Follow-on Offering $40.1 Healthcare
Jun-16 Seaspan Corporation Preferred Stock Offering $115.0 Infrastructure
Jun-16 Flexion Therapeutics Follow-on Offering $83.0 Healthcare
May-16 Hersha Hospitality Trust Preferred Stock Offering $192.5 Financial Institutions
May-16 Seaspan Corporation Follow-on Offering $99.5 Infrastructure
May-16 Gladstone Commercial Preferred Stock Offering $26.1 Financial Institutions
May-16 Repligen Corporation Debt Offering $310.0 Financial Institutions
May-16 American Homes 4 Rent Preferred Stock Offering $258.8 Financial Institutions
May-16 Government Properties Income Trust Debt Offering $310.0 Financial Institutions
May-16 South Jersey Industries Follow-on offering $211.3 Infrastructure
May-16 PTC Inc. Debt Offering $500.0 Business & Technology Services
May-16 Agree Realty Corp. Follow-on Offering $114.3 Financial Institutions
Apr-16 Hercules Technology Growth Capital Debt Offering $65.4 Financial Institutions
Apr-16 StoneMor Partners LP Follow-on Offering $47.3 Infrastructure
Apr-16 Medallion Financial Corp Debt Offering $30.0 Financial Institutions
Apr-16 Community Healthcare Trust Follow-on Offering $91.9 Financial Institutions
Mar-16 City Office REIT, Inc. Follow-on Offering $91.8 Financial Institutions
Mar-16 Landmark Infrastructure Partners LP Debt Offering $20.0 Infrastructure
Mar-16 Spark Energy, Inc. Follow-on Offering $31.1 Infrastructure
Mar-16 National Retail Properties, Inc. At-the-Market Offering $500.0 Financial Institutions
Feb-16 BofI Holdings Debt Offering $51.0 Financial Institutions
Feb-16 Senior Housing Properties Trust Debt Offering $250.0 Financial Institutions
Feb-16 Landmark Infrastructure Partners LP At-the-Market Offering $50.0 Infrastructure
Jan-16 Agile Therapeutics, Inc. Follow-on Offering $40.3 Healthcare
Jan-16 Collegium Pharmaceuticals Follow-on Offering $55.0 Healthcare
Jan-16 Environmental Disposal Corp. Sell-side M&A Undiscl. Infrastructure
Dec-15 Medley Capital Corp. Debt Offering $74.0 Financial Institutions
Dec-15 Gladstone Land Follow-on Offering $7.9 Financial Institutions
Dec-15 Multi-Flow Industries Sell-side M&A Undiscl. Infrastructure
Dec-15 THL Credit Debt Offering $35.0 Financial Institutions
Dec-15 Codorus Valley Bancorp Follow-on Offering $34.5 Financial Institutions
Dec-15 Armada Hoffler Properties Follow-on Offering $36.9 Financial Institutions
Nov-15 StoneMor Partners LP At-the-Market Offering $100.0 Infrastructure
Nov-15 Horace Mann Educators Corporation Debt Offering $250.0 Financial Institutions
Oct-15 BCB Bancorp Inc Follow-on Offering $27.6 Financial Institutions
Oct-15 Gladstone Capital Corporation Follow-on Offering $19.7 Financial Institutions
Oct-15 American Farmland Company Initial Public Offering $48.0 Financial Institutions
Oct-15 Bluerock Residential Growth REIT Preferred Stock Offering $71.9 Financial Institutions
Oct-15 Cancer Genetics Buy-side M&A $13.4 Healthcare
Sep-15 New Mountain Finance Corporation Follow-on Offering $81.3 Financial Institutions
Jul-15 TriplePoint Venture Growth BDC Corp. Debt Offering $54.6 Financial Institutions
Jul-15 GI Plastek Sell-side M&A Undiscl. Infrastructure
Jul-15 Sutron Corporation Sell-side M&A $39.0 Infrastructure
Jul-15 Cara Therapeutics Inc. Follow-on Offering $80.5 Healthcare
Jul-15 vTv Therapeutics Inc. Initial Public Offering $117.2 Healthcare
Jul-15 Genesis Energy LP Follow-on Offering $453.0 Infrastructure
Jul-15 Trovagene, Inc. Follow-on Offering $40.3 Healthcare
Jul-15 Farmland Partners Inc. Follow-on Offering $37.0 Financial Institutions
Jul-15 Recro Pharma Private Placement $16.0 Healthcare
Jul-15 Tonix Pharmaceuticals Follow-on Offering $20.1 Healthcare
Jul-15 StoneMor Partners LP Follow-on Offering $71.6 Infrastructure
Jun-15 Sutron Corporation Fairness Opinion $39.0 Infrastructure
Jun-15 Azure Midstream Partners LP Follow-on Offering $50.9 Infrastructure
Jun-15 CrossAmerica Partners LP Follow-on Offering $151.2 Infrastructure
Jun-15 Amicus Therapeutics Follow-on Offering $258.7 Healthcare
May-15 Community Healthcare Trust Initial Public Offering $136.6 Financial Institutions
May-15 Diana Shipping Inc. Debt Offering $63.3 Infrastructure
May-15 Bluerock Residential Growth REIT Follow-on Offering $82.5 Financial Institutions
May-15 LINN Energy Follow-on Offering $188.6 Infrastructure
May-15 EnerBank USA Sell-side M&A $55.2 Financial Institutions
May-15 Landmark Infrastructure Partners LP Follow-on Offering $50.3 Infrastructure
May-15 Gladstone Land Follow-on Offering $14.9 Financial Institutions
May-15 Customers Bancorp Preferred Stock Offering $57.5 Financial Institutions
May-15 Aldeyra Therapeutics Follow-on Offering $21.0 Healthcare
May-15 Good Times Restaurants Inc. Buy-side M&A $21.0 Consumer & Retail
May-15 Gladstone Investment Corporation Preferred Stock Offering $40.3 Financial Institutions
May-15 New Source Energy Partners Preferred Stock Offering $48.3 Infrastructure
May-15 Good Times Restaurants Inc. Follow-on Offering $22.7 Consumer & Retail
Apr-15 Advaxis, Inc. Follow-on Offering $61.2 Healthcare
Apr-15 Alkota Cleaning Systems Sell-side M&A Undiscl. Infrastructure
Apr-15 Good Times Restaurants Inc. Fairness Opinion $21.0 Consumer & Retail
Apr-15 Monroe Capital Corporation Follow-on Offering $41.8 Financial Institutions
Apr-15 Genesis Energy LP Follow-on Offering $204.3 Infrastructure
Apr-15 Raptor Pharmaceuticals Corp. Follow-on Offering $98.3 Healthcare
Mar-15 Novavax Inc. Follow-on Offering $201.2 Healthcare
Mar-15 Hercules Technology Growth Capital Follow-on Offering $103.5 Financial Institutions
Mar-15 Garrison Capital Inc. Follow-on Offering $12.9 Financial Institutions
Mar-15 Gladstone Investment Corporation Follow-on Offering $28.1 Financial Institutions
Mar-15 Recro Pharma Fairness Opinion $170.0 Healthcare
Feb-15 Trovagene, Inc. Follow-on Offering $23.0 Healthcare
Feb-15 Senior Housing Properties Trust Follow-on Offering $689.3 Financial Institutions
Feb-15 Tonix Pharmaceuticals Follow-on Offering $31.1 Healthcare
Feb-15 Triangle Capital Corporation Debt Offering $86.3 Financial Institutions
Jan-15 Harvest Capital Credit Corp Debt Offering $27.5 Financial Institutions
Jan-15 High Pressure Equipment Sell-side M&A $160.0 Infrastructure
Jan-15 Bluerock Residential Growth REIT Follow-on Offering $57.5 Financial Institutions
Dec-14 Rice Midstream Partners LP Initial Public Offering $474.4 Infrastructure
Dec-14 Flexion Therapeutics Follow-on Offering $98.5 Healthcare
Dec-14 TravelCenters of America LLC Debt Offering $120.0 Financial Institutions
Dec-14 City Office REIT, Inc. Follow-on Offering $53.3 Financial Institutions
Dec-14 Ainsworth Pet Nutrition Sell-side M&A Undiscl. Consumer & Retail
Nov-14 Peak Resorts Initial Public Offering $90.0 Financial Institutions
Nov-14 Amicus Therapeutics Follow-on Offering $103.5 Healthcare
Nov-14 CTI Biopharma Preferred Stock Offering $35.0 Healthcare
Nov-14 Landmark Infrastructure Partners LP Initial Public Offering $52.3 Infrastructure
Nov-14 Compass Diversified Holdings Follow-on Offering $105.0 Financial Institutions
Nov-14 Antero Midstream Partners LP Initial Public Offering $1,150.0 Infrastructure
Nov-14 Gladstone Investment Corporation Preferred Stock Offering $36.0 Financial Institutions
Nov-14 Markel Corporation Sell-side M&A Undiscl. Infrastructure
Oct-14 Fifth Street Asset Management Initial Public Offering $102.0 Financial Institutions
Oct-14 Scorpio Tankers Inc. Debt Offering $51.8 Infrastructure
Oct-14 New Mountain Finance Corporation Follow-on Offering $72.7 Financial Institutions
Oct-14 USD Partners LP Initial Public Offering $155.0 Infrastructure
Oct-14 Breitburn Energy Partners LP Follow-on Offering $261.0 Infrastructure
Oct-14 Bluerock Residential Growth REIT Follow-on Offering $36.1 Financial Institutions
Oct-14 Legacy Reserves LP Follow-on Offering $314.9 Infrastructure
Oct-14 JP Energy Partners Initial Public Offering $275.0 Infrastructure
Oct-14 Cowen Group, Inc. Debt Offering $55.0 Financial Institutions
Sep-14 BurgaFlex North America, Inc. Sell-side M&A Undiscl. Infrastructure
Sep-14 Atlas Resource Partners Preferred Stock Offering $75.0 Infrastructure
Sep-14 Gladstone Land Follow-on Offering $14.1 Financial Institutions
Sep-14 Genesis Energy LP Follow-on Offering $233.3 Infrastructure
Sep-14 Tokai Pharmaceuticals Initial Public Offering $105.3 Healthcare
Sep-14 Lehigh Gas Partners LP Follow-on Offering $140.7 Infrastructure
Sep-14 Vanguard Natural Resources Preferred Stock Offering $100.0 Infrastructure
Sep-14 Brandywine Realty Trust Debt Offering $500.0 Financial Institutions
Sep-14 Scorpio Tankers Inc. Debt Offering $73.6 Infrastructure
Sep-14 Armada Hoffler Properties Follow-on Offering $45.3 Financial Institutions
Sep-14 Physicians Realty Trust Follow-on Offering $133.0 Financial Institutions
Aug-14 Medley Capital Corp. Follow-on Offering $65.1 Financial Institutions
Aug-14 Fifth Street Floating Rate Corporation Follow-on Offering $294.3 Financial Institutions
Aug-14 Triangle Capital Corporation Follow-on Offering $132.8 Financial Institutions
Aug-14 T2 Biosystems Initial Public Offering $65.8 Healthcare
Jul-14 Federated National Holding Company Follow-on Offering $46.0 Financial Institutions
Jul-14 Marinus Pharmacueticals Initial Public Offering $46.1 Healthcare
Jul-14 Spark Energy Follow-on Offering $54.0 Infrastructure
Jul-14 Farmland Partners Inc. Follow-on Offering $46.5 Financial Institutions
Jul-14 MeetMe, Inc. Follow-on Offering $11.5 Business & Technology Services
Jul-14 Garrison Capital Inc. Follow-on Offering $29.0 Financial Institutions
Jul-14 CatchMark Timber Trust, Inc. Follow-on Offering $146.9 Financial Institutions
Jul-14 Hercules Technology Growth Capital Debt Offering $100.0 Financial Institutions
Jun-14 Kona Grill, Inc. Follow-on Offering $42.6 Consumer & Retail
Jun-14 Materialise NV Initial Public Offering $110.4 Infrastructure
Jun-14 Retail Opportunity Investments Corp. Follow-on Offering $186.9 Financial Institutions
Jun-14 Capitala Finance Corp. Preferred Stock Offering $100.0 Financial Institutions
Jun-14 Gladstone Commercial Corporation Follow-on Offering $23.8 Financial Institutions
May-14 Stonemor Partners Follow-on Offering $61.5 Infrastructure
May-14 Agile Therapeutics, Inc. Initial Public Offering $55.0 Healthcare
May-14 American Realty Capital Properties Follow-on Offering $1,656.0 Financial Institutions
May-14 Atlas Financial Holdings Follow-on Offering $27.0 Financial Institutions
May-14 Physicians Realty Trust Follow-on Offering $158.1 Financial Institutions
May-14 Breitburn Energy Partners LP Preferred Stock Offering $175.0 Infrastructure
May-14 Select Income REIT Follow-on Offering $261.0 Financial Institutions
May-14 Gladstone Capital Corporation Preferred Stock Offering $61.0 Financial Institutions
May-14 Senesco Technologies Sell-side M&A Undiscl. Healthcare
May-14 Scorpio Tankers Inc. Debt Offering $53.8 Infrastructure
Apr-14 Stellus Capital Investment Corporation Debt Offering $25.0 Financial Institutions
Apr-14 Medley Capital Corp. Follow-on Offering $79.5 Financial Institutions
Apr-14 New Source Energy Partners Follow-on Offering $80.2 Infrastructure
Apr-14 LogiStar Solutions Sell-side M&A Undiscl. Business & Technology Services
Apr-14 Senior Housing Properties Trust Follow-on Offering $337.7 Financial Institutions
Apr-14 City Office REIT, Inc. Initial Public Offering $82.3 Financial Institutions
Apr-14 Ecochlor, Inc. Private Placement $10.0 Infrastructure
Apr-14 Arthur J. Gallagher & Co. Follow-on Offering $945.0 Financial Institutions
Apr-14 Legacy Reserves LP Preferred Stock Offering $57.5 Infrastructure
Apr-14 New Mountain Finance Corporation Follow-on Offering $50.1 Financial Institutions
Apr-14 Main Street Capital Corporation Follow-on Offering $126.0 Financial Institutions
Mar-14 Seaspan Corporation Debt Offering $345.0 Infrastructure
Mar-14 Realty Income Corp. Follow-on Offering $551.4 Financial Institutions
Mar-14 TPG Specialty Lending, Inc. Initial Public Offering $112.0 Financial Institutions
Mar-14 Vanguard Natural Resources Preferred Stock Offering $175.0 Infrastructure
Feb-14 PDL BioPharma, Inc. Debt Offering $300.0 Healthcare
Feb-14 Flexion Therapeutics Initial Public Offering $74.8 Healthcare
Feb-14 Stonemor Partners Follow-on Offering $48.9 Infrastructure
Feb-14 Egalet Corp. Initial Public Offering $58.0 Healthcare
Jan-14 Medley Capital Corp. Follow-on Offering $96.6 Financial Institutions
Jan-14 Cara Therapeutics, Inc. Initial Public Offering $63.3 Healthcare
Jan-14 Emergent Biosolutions Inc Debt Offering $250.0 Healthcare
Jan-14 Cypress Energy Partners LP Initial Public Offering $86.3 Infrastructure
Jan-14 Virtusa Corp. Follow-on Offering $79.4 Business & Technology Services
Dec-13 Nicholas Financial, Inc. Sell-side M&A Undiscl. Financial Institutions
Dec-13 Radiant Logistics, Inc. Preferred Stock Offering $21.0 Business & Technology Services
Dec-13 CatchMark Timber Trust, Inc. Initial Public Offering $142.1 Financial Institutions
Dec-13 Pinnacle Foods Inc. Follow-on Offering $523.0 Consumer & Retail
Dec-13 TravelCenters of America LLC Follow-on Offering $69.1 Financial Institutions
Dec-13 Lehigh Gas Partners LP Follow-on Offering $95.9 Infrastructure
Dec-13 Physicians Realty Trust Follow-on Offering $109.8 Financial Institutions
Dec-13 Western Gas Partners Follow-on Offering $295.2 Infrastructure
Nov-13 Federated National Holding Company Follow-on Offering $29.0 Financial Institutions
Nov-13 Gladstone Commercial Corporation Follow-on Offering $25.0 Financial Institutions
Nov-13 Lease Corporation of America Group Sell-side M&A Undiscl. Financial Institutions
Nov-13 Breitburn Energy Partners LP Follow-on Offering $345.7 Infrastructure
Nov-13 DURECT Corporation Follow-on Offering $11.5 Healthcare
Nov-13 Hospitality Properties Trust Follow-on Offering $273.7 Financial Institutions
Nov-13 Kite Realty Group Trust Follow-on Offering $226.7 Financial Institutions
Oct-13 Gas Natural Inc. Follow-on Offering $11.3 Infrastructure
Oct-13 F.N.B. Corporation Preferred Stock Offering $110.9 Financial Institutions
Oct-13 Gastar Exploration, Inc. Preferred Stock Offering $53.5 Infrastructure
Oct-13 Sprague Resources LP Initial Public Offering $153.0 Infrastructure
Oct-13 New Mountain Finance Corporation Follow-on Offering $98.9 Financial Institutions
Sep-13 New Century Bancorp, Inc. Buy-side M&A $31.1 Financial Institutions
Sep-13 Capitala Finance Corp. Initial Public Offering $80.0 Financial Institutions
Sep-13 NGL Energy Partners Follow-on Offering $132.8 Infrastructure
Sep-13 Pacific Coast Oil Trust Follow-on Offering $230.9 Infrastructure
Sep-13 Genesis Energy LP Follow-on Offering $273.2 Infrastructure
Sep-13 Medley Capital Corp. Follow-on Offering $89.7 Financial Institutions
Aug-13 Miro Capital Financial Advisory Undiscl. Financial Institutions
Aug-13 Goodrich Petroleum Corp. Preferred Stock Offering $120.0 Infrastructure
Aug-13 Main Street Capital Corporation Follow-on Offering $136.9 Financial Institutions
Aug-13 Rose Rock Midstream Follow-on Offering $158.8 Infrastructure
Aug-13 QEP Midstream Partners Initial Public Offering $483.0 Infrastructure
Jul-13 dELiA*s Private Placement $21.8 Consumer & Retail
Jul-13 dELiA*s Follow-on Offering $15.8 Consumer & Retail
Jul-13 Marlin Midstream Initial Public Offering $137.5 Infrastructure
Jul-13 Onconova Therapeutics Initial Public Offering $89.1 Healthcare
Jul-13 Customers Bancorp Debt Offering $63.3 Financial Institutions
Jul-13 Physicians Realty Trust Initial Public Offering $135.2 Financial Institutions
Jul-13 Monroe Capital Corporation Follow-on Offering $59.4 Financial Institutions
Jul-13 PennantPark Floating Rate Capital Follow-on Offering $65.2 Financial Institutions
Jul-13 INTL FCStone Inc Debt Offering $45.5 Business & Technology Services
Jul-13 Gas Natural Inc. Follow-on Offering $17.3 Infrastructure
Jul-13 NGL Energy Partners Follow-on Offering $300.2 Infrastructure
Jul-13 AmeriGas Follow-on Offering $357.0 Infrastructure
Jun-13 Select Income REIT Follow-on Offering $296.6 Financial Institutions
Jun-13 Rexnord Holdings Follow-on Offering $119.6 Infrastructure
Jun-13 Gladstone Commercial Corporation Follow-on Offering $24.8 Financial Institutions
Jun-13 Intercept Pharmaceuticals Follow-on Offering $65.7 Healthcare
Jun-13 New Mountain Finance Corporation Follow-on Offering $87.3 Financial Institutions
Jun-13 Vanguard Natural Resources Preferred Stock Offering $63.0 Infrastructure
Jun-13 Alloy, a division of dELiA*s Sell-side M&A Undiscl. Consumer & Retail
Jun-13 Luzerne National Bank Corp. Sell-side M&A $42.6 Financial Institutions
May-13 Boardwalk Pipeline Partners Follow-on Offering $381.0 Infrastructure
May-13 Callon Petroleum Company Preferred Stock Offering $75.0 Infrastructure
May-13 National Retail Properties, Inc. Preferred Stock Offering $250.0 Financial Institutions
May-13 Cyclacel Pharmaceuticals, Inc. Follow-on Offering $20.5 Healthcare
May-13 Mariner Finance Sell-side M&A Undiscl. Financial Institutions
May-13 Pike Electric Follow-on Offering $92.0 Infrastructure
May-13 Western Gas Partners Follow-on Offering $429.2 Infrastructure
May-13 Trade Street Residential Initial Public Offering $62.5 Financial Institutions
May-13 Armada Hoffler Properties Initial Public Offering $218.5 Financial Institutions
May-13 Harvest Capital Credit Corp Initial Public Offering $51.0 Financial Institutions
May-13 Pennsylvania Real Estate Investment Trust Follow-on Offering $230.0 Financial Institutions
Apr-13 Gladstone Commercial Corporation Follow-on Offering $20.8 Financial Institutions
Apr-13 Medley Capital Corp. Follow-on Offering $66.0 Financial Institutions
Mar-13 SJW Corp Follow-on Offering $37.7 Infrastructure
Mar-13 Access Midstream Partners Follow-on Offering $412.6 Infrastructure
Mar-13 Pinnacle Foods Initial Public Offering $580.0 Consumer & Retail
Mar-13 Garrison Capital Inc. Initial Public Offering $80.0 Financial Institutions
Mar-13 California Water Service Group Follow-on Offering $110.7 Infrastructure
Mar-13 PennantPark Floating Rate Capital Follow-on Offering $42.0 Financial Institutions
Mar-13 Stonemor Partners Follow-on Offering $35.5 Infrastructure
Mar-13 New Mountain Finance Corporation Follow-on Offering $85.8 Financial Institutions
Mar-13 Hospitality Properties Trust Follow-on Offering $357.7 Financial Institutions
Mar-13 Chef's Catalog Sell-side M&A Undiscl. Consumer & Retail
Mar-13 Medley Capital Corp. Debt Offering $60.0 Financial Institutions
Mar-13 Sun Communities, Inc. Follow-on Offering $260.2 Financial Institutions
Mar-13 Government Properties Income Trust Follow-on Offering $250.7 Financial Institutions
Mar-13 BankUnited Follow-on Offering $569.1 Financial Institutions
Mar-13 Twistage Sell-side M&A Undiscl. Business & Technology Services
Feb-13 Commonwealth REIT Follow-on Offering $655.5 Financial Institutions
Feb-13 Express Financial Services Sell-side M&A Undiscl. Financial Institutions
Feb-13 Limoneira Company Follow-on Offering $38.3 Consumer & Retail
Feb-13 WNS Holdings Follow-on Offering $185.1 Business & Technology Services
Feb-13 New Source Energy Partners Initial Public Offering $85.0 Infrastructure
Feb-13 Breitburn Energy Partners LP Follow-on Offering $296.9 Infrastructure
Feb-13 KCAP Financial, Inc. Follow-on Offering $46.2 Financial Institutions
Jan-13 Vanguard Natural Resources Follow-on Offering $256.2 Infrastructure
Jan-13 Gladstone Land Initial Public Offering $56.7 Financial Institutions
Jan-13 Senior Housing Properties Trust Follow-on Offering $273.7 Financial Institutions
Jan-13 PennantPark Investment Corporation Debt Offering $67.5 Financial Institutions
Jan-13 Crosstex Energy Services Follow-on Offering $130.7 Infrastructure
Jan-13 TravelCenters of America LLC Debt Offering $100.0 Financial Institutions
Dec-12 Global Packaging USA Corporation Fairness Opinion Undiscl. Infrastructure
Dec-12 Access Midstream Partners Follow-on Offering $591.6 Infrastructure
Dec-12 Brandywine Realty Trust Debt Offering $250.0 Financial Institutions
Dec-12 Connecticut Water Services Follow-on Offering $49.6 Infrastructure
Dec-12 Main St Capital Follow-on Offering $80.5 Financial Institutions
Dec-12 QR Energy Follow-on Offering $224.1 Infrastructure
Dec-12 Western Gas Equity Partners Initial Public Offering $434.7 Infrastructure
Dec-12 Select Income REIT Follow-on Offering $193.2 Financial Institutions
Dec-12 Fifth Street Finance Corp Follow-on Offering $157.3 Financial Institutions
Dec-12 Summit Hotel Properties, Inc Preferred Stock Offering $75.0 Financial Institutions
Nov-12 Medley Capital Corp. Follow-on Offering $75.6 Financial Institutions
Nov-12 Taylor Capital Group Preferred Stock Offering $100.0 Financial Institutions
Nov-12 Legacy Reserves LP Follow-on Offering $227.4 Infrastructure
Nov-12 OFS Capital Corporation Initial Public Offering $100.0 Financial Institutions
Nov-12 Stellus Capital Investment Corporation Initial Public Offering $138.0 Financial Institutions
Nov-12 Sun Communities, Inc Preferred Stock Offering $85.0 Financial Institutions
Oct-12 Lehigh Gas Partners LP Initial Public Offering $138.0 Infrastructure
Oct-12 Monroe Capital Corporation Initial Public Offering $86.3 Financial Institutions
Oct-12 Government Properties Income Trust Follow-on Offering $174.4 Financial Institutions
Oct-12 Triangle Capital Corporation Debt Offering $80.5 Financial Institutions
Oct-12 Crumbs Cake Shop Private Placement $9.8 Consumer & Retail
Oct-12 Fifth Street Finance Corp Debt Offering $75.0 Financial Institutions
Oct-12 Boardwalk Pipeline Partners Follow-on Offering $269.9 Infrastructure
Oct-12 EPR Properties Preferred Offering $125.0 Financial Institutions
Oct-12 KCAP Financial, Inc. Debt Offering $41.4 Financial Institutions
Oct-12 Gladstone Investment Corporation Follow-on Offering $33.0 Financial Institutions
Oct-12 Pennsylvania Real Estate Investment Trust Preferred Offering $86.3 Financial Institutions
Sep-12 Summit Midstream Partners Initial Public Offering $287.5 Infrastructure
Sep-12 Enterprise Products Follow-on Offering $488.2 Infrastructure
Sep-12 PennantPark Investment Corporation Follow-on Offering $105.0 Financial Institutions
Sep-12 Ares Capital Corporation Debt Offering $182.5 Financial Institutions
Sep-12 Susser Petroleum Partners Initial Public Offering $224.0 Infrastructure
Sep-12 Hercules Technology Growth Capital Debt Offering $85.9 Financial Institutions
Sep-12 The Bachman Company Sell-side M&A Undiscl. Consumer & Retail
Sep-12 Vanguard Natural Resources Follow-on Offering $189.8 Infrastructure
Sep-12 Breitburn Energy Partners LP Follow-on Offering $212.9 Infrastructure
Aug-12 Medley Capital Corp. Follow-on Offering $74.5 Financial Institutions
Aug-12 WSFS Financial Debt Offering $55.0 Financial Institutions
Aug-12 Boardwalk Pipeline Partners Follow-on Offering $322.5 Infrastructure
Jul-12 Investors Real Estate Trust Preferred $115.0 Financial Institutions
Jul-12 New Mountain Finance Corporation Follow-on Offering $85.0 Financial Institutions
Jul-12 Senior Housing Properties Trust Follow-on Offering $300.2 Financial Institutions
Jul-12 Hercules Technology Growth Capital Debt Offering $41.5 Financial Institutions
Jun-12 High Pressure Equipment Company Sell-side M&A Undiscl. Infrastructure
Jun-12 Portadam Recapitalization $5.5 Infrastructure
Jun-12 Campus Crest Communities, Inc. Follow-on Offering $75.5 Financial Institutions
Jun-12 Gas Natural Inc. Follow-on Offering $8.1 Infrastructure
Jun-12 Associated Estates Realty Follow-on Offering $91.1 Financial Institutions
Jun-12 Main Street Capital Corporation Follow-on Offering $97.0 Financial Institutions
Jun-12 Pebblebrook Hotel Trust Follow-on Offering $114.4 Financial Institutions
Jun-12 Western Gas Partners Follow-on Offering $219.4 Infrastructure
Jun-12 City Holding Company Buy-side M&A $13.2 Financial Institutions
May-12 Angie's List Follow-on Offering $112.2 Business & Technology Services
May-12 Crosstex Energy Services Follow-on Offering $164.8 Infrastructure
May-12 Unitil Corp. Follow-on Offering $69.7 Infrastructure
May-12 Hersha Hospitality Trust Follow-on Offering $134.4 Financial Institutions
May-12 Pacific Coast Oil Trust Initial Public Offering $370.0 Infrastructure
Apr-12 Pennsylvania Real Estate Investment Trust Preferred Stock Offering $115.0 Financial Institutions
Apr-12 Hercules Technology Growth Capital Debt Offering $43.0 Financial Institutions
Apr-12 QR Energy Follow-on Offering $386.0 Infrastructure
Apr-12 Brandywine Realty Trust Preferred Stock Offering $100.0 Financial Institutions
Mar-12 CafePress Initial Public Offering $85.5 Business & Technology Services
Mar-12 Rexnord Initial Public Offering $490.3 Infrastructure
Mar-12 Genesis Energy LP Follow-on Offering $177.1 Infrastructure
Mar-12 AmeriGas Follow-on Offering $288.8 Infrastructure
Mar-12 Medley Capital Corp. Debt Offering $40.0 Financial Institutions
Mar-12 Kite Realty Group Trust Preferred $32.7 Financial Institutions
Feb-12 Gladstone Investment Corporation Preferred Offering $40.0 Financial Institutions
Feb-12 Triangle Capital Corporation Debt Offering $69.0 Financial Institutions
Feb-12 Remark Media, Inc. PIPE $4.3 Business & Technology Services
Feb-12 Medley Capital Corp. Follow-on Offering $49.0 Financial Institutions
Feb-12 National Retail Properties, Inc. Preferred Offering $287.5 Financial Institutions
Feb-12 WNS Holdings Follow-on Offering $113.3 Business & Technology Services
Feb-12 Triangle Capital Corporation Follow-on Offering $80.8 Financial Institutions
Feb-12 Campus Crest Communities, Inc. Preferred Offering $57.5 Financial Institutions
Jan-12 Realty Income Corp. Preferred Offering $373.8 Financial Institutions
Jan-12 Ares Capital Corporation Debt Offering $143.8 Financial Institutions
Jan-12 Agree Realty Corp. Follow-on Offering $37.0 Financial Institutions
Jan-12 Vanguard Natural Resources Follow-on Offering $227.4 Infrastructure
Jan-12 LINN Energy Follow-on Offering $702.8 Infrastructure
Jan-12 Aspex Sell-side M&A $30.5 Infrastructure