Capital Markets

Close DateClientDescriptionSize ($MM)Industry Group
19-SepSouth Jersey IndustriesDebt Offering$200.00 Infrastructure
19-SepAmerican Finance Trust, Inc.Debt Offering$75.00 Real Estate, Lodging & Leisure
19-SepNational Retail Properties, Inc.Follow-on Offering$395.50 Real Estate, Lodging & Leisure
19-AugMesa Labs IncFollow-on Offering$78.80 Healthcare
19-JulCara Therapeutics, Inc.Follow-on Offering$55.00 Healthcare
19-JulNewtek Business ServicesDebt Offering$55.00 Financial Institutions
19-JulHorizon Facilities Services, LLCM&AUndisclosedBusiness Services
19-JulOwl Rock Capital Corp.Initial Public Offering $153.00 Financial Institutions
19-JulRepligen CorporationFollow-on Offering$250.00 Healthcare
19-JulRepligen CorporationFollow-on Offering$120.10 Healthcare
19-JulNew Mountain Finance CorporationFollow-on Offering$82.10 Financial Institutions
19-JunSachem Capital Corp.Debt Offering$22.00 Real Estate, Lodging & Leisure
19-JunGladstone LandFollow-on Offering$23.50 Real Estate, Lodging & Leisure
19-JunCryoport Inc.Follow-on Offering$68.90 Healthcare
19-JunGreat Elm Capital GroupDebt Offering$40.00 Financial Institutions
19-JunFirst Internet BancorpDebt Offering$35.00 Financial Institutions
19-JunAshford HoldingsM&A$275.00 Financial Institutions
19-MayAvantor Inc.Initial Public Offering $2,898.00 Infrastructure
19-MayAvantor Inc.Debt Offering$900.00 Infrastructure
19-MayTremont Mortgage TrustFollow-on Offering$28.60 Real Estate, Lodging & Leisure
19-MayPostal Realty TrustInitial Public Offering $76.50 Real Estate, Lodging & Leisure
19-MayRealty Income CorporationFollow-on Offering$761.80 Real Estate, Lodging & Leisure
19-MayVeracyte Inc.Follow-on Offering$127.90 Healthcare
19-MayB. Riley Financial, Inc.Debt Offering$87.00 Financial Institutions
19-AprRepligen CorporationFollow-on Offering$201.20 Healthcare
19-AprAgree Realty Corp.Follow-on Offering$181.10 Real Estate, Lodging & Leisure
19-AprDranoff PropertiesM&A Fairness Opinion$445.00 Real Estate, Lodging & Leisure
19-AprUMH Properties, Inc.Preferred Stock Offering$90.00 Real Estate, Lodging & Leisure
19-AprAqua AmericaFollow-on Offering$600.00 Infrastructure
19-AprAqua AmericaFollow-on Offering$1,125.00 Infrastructure
19-AprAmerican Technology Services, Inc.M&A$27.00 Real Estate, Lodging & Leisure
19-AprSotherly Hotes Inc.Preferred Stock Offering$27.00 Real Estate, Lodging & Leisure
19-AprOwl Rock Capital Corp.Debt Placement$400.00 Financial Institutions
19-MarRealogy Holdings Corp.Debt Placement$550.00 Real Estate, Lodging & Leisure
19-MarAmerican Finance Trust, Inc.Preferred Stock Offering$30.00 Real Estate, Lodging & Leisure
19-MarHorizon Technology Finance CorpFollow-on Offering$24.30 Financial Institutions
19-MarStellus Capital Investment CorporationFollow-on Offering$739.70 Financial Institutions
19-MarGlobal Medical REITFollow-on Offering$70.7 Real Estate, Lodging & Leisure
19-FebNew Mountain Finance CorporationFollow-on Offering$58.50 Financial Institutions
19-FebOncoCyte CorporationFollow-on Offering (CMPO)$35.00 Healthcare
19-FebPrestige CapitalM&AUndisclosedFinancial Institutions
19-FebFidus Investment CorporationDebt Placement$69.00 Financial Institutions
19-JanSelecta Biosciences, Inc.Follow-on Offering (CMPO)$30.00 Healthcare
19-JanCarlson Management Consulting, Inc.M&AUndisclosedBusiness Services
18-DecIBS Millwork Holdings, Inc.M&AUndisclosedBusiness Services
18-DecGladstone LandFollow-on Offering$18.20 Real Estate, Lodging & Leisure
18-DecFluidigm Corp.Follow-on Offering (CMPO)$55.00 Healthcare
18-DecDiamond Reporting & Legal VideoM&AUndisclosedBusiness Services
18-NovSJW GroupFollow-on Offering$426.90 Infrastructure
18-NovGlobal Net LeaseFollow-on Offering$80.80 Real Estate, Lodging & Leisure
18-NovTaiwan Liposome CompanyInitial Public Offering $21.80 Healthcare
18-NovBain Capital Specialty Finance, Inc.Initial Public Offering $151.90 Financial Institutions
18-NovBraemar Hotels and Resorts, Inc.Preferred Stock Offering$40.00 Real Estate, Lodging & Leisure
18-NovWhitehorse Finance, Inc.Debt Placement$35.00 Financial Institutions
18-NovGladstone Capital CorporationDebt Placement$57.50 Financial Institutions
18-NovStrategic AcquisitionsDebt Placement$35.00 Real Estate, Lodging & Leisure
18-OctOFS Capital CorporationDebt Placement$46.00 Financial Institutions
18-OctKemPharmFollow-on Offering (CMPO)$104.20 Healthcare
18-OctAzure Power Global Ltd.Follow-on Offering$186.40 Infrastructure
18-OctMonmouth Real Estate Investment CorpFollow-on Offering$138.00 Real Estate, Lodging & Leisure
18-OctSelect Income REITFollow-on Offering$454.80 Real Estate, Lodging & Leisure
18-OctTHL Credit Inc.Debt Placement$51.60 Financial Institutions
18-OctClearwater SolutionsM&A$41.90 Infrastructure
18-SepAldeyra TherapeuticsFollow-on Offering$72.20 Healthcare
18-SepAshford HoldingsFollow-on Offering$20.10 Real Estate, Lodging & Leisure
18-SepNew Mountain Finance CorporationDebt Placement$57.50 Financial Institutions
18-SepHercules Capital, Inc.Debt Placement$40.00 Financial Institutions
18-SepB. Riley Financial, Inc.Debt Placement$95.00 Financial Institutions
18-SepMonroe Capital CorporationDebt Placement$69.00 Financial Institutions
18-SepAgree Realty Corp.Follow-on Offering$193.20 Real Estate, Lodging & Leisure
18-AugSaratoga Investment CorporationDebt Placement$35.00 Financial Institutions
18-AugGlobal Net LeaseFollow-on Offering$95.00 Real Estate, Lodging & Leisure
18-AugGladstone Investment CorporationDebt Placement$74.80 Financial Institutions
18-AugNeogenomicsFollow-on Offering$143.70 Healthcare
18-AugCommunity Healthcare TrustFollow-on Offering$100.00 Real Estate, Lodging & Leisure
18-AugTriplePoint Venture Growth BDC Corp.Follow-on Offering$89.10 Financial Institutions
18-AugCAI InternationalPreferred Stock Offering$48.90 Financial Institutions
18-JulGlobal Partners LPPreferred Stock OfferingUndisclosedInfrastructure
18-JulProfessional Collection, LLCM&AUndisclosedBusiness Services
18-JulUnit Solutions LLCPrivate PlacementUndisclosedBusiness Services
18-JulCara Therapeutics, Inc.Follow-on Offering (CMPO)$98.30 Healthcare
18-JulSTL ResourceM&AUndisclosedInfrastructure
18-JulSaratoga Investment CorporationFollow-on Offering$28.80 Financial Institutions
18-JulSaratoga Investment CorporationFollow-on Offering$28.70 Financial Institutions
18-JulProfessional Collection, LLCM&AUndisclosedBusiness Services
18-JulUnit Solutions LLCEquity PlacementUndisclosedBusiness Services
18-JunCM Finance Inc.Preferred Stock Offering$25.00 Financial Institutions
18-JunCimpress N.V.Preferred Stock Offering$400.00 Basic Industries
18-MayT2 BiosystemsFollow-on Offering$52.60 Healthcare
18-MayCuro Group HoldingsFollow-on Offering$115.00 Financial Institutions
18-MayB. Riley Financial, Inc.Follow-on Offering$87.00 Financial Institutions
18-MayuniQureFollow-on Offering$147.50 Healthcare
18-MayPermrock Royalty TrustInitial Public Offering $106.30 Infrastructure
18-AprHercules Technology Growth CapitalPreferred Stock Offering$75.00 Financial Institutions
18-AprOFS Capital CorporationPreferred Stock Offering$46.50 Financial Institutions
18-AprCompass Diversified HoldingsPreferred Stock Offering$400.00 Financial Institutions
18-AprParamount Capital Group*M&AUndisclosedBusiness Services
18-MarLandmark Infrastructure Partners LPPreferred Stock Offering$50.00 Infrastructure
18-MarGladstone LandFollow-on Offering$14.20 Real Estate, Lodging & Leisure
18-MarCAI InternationalPreferred Stock Offering$40.00 Financial Institutions
18-MarTPG Specialty Lending, Inc.Follow-on Offering$65.40 Financial Institutions
18-MarRGC ResourcesFollow-on Offering$16.10 Infrastructure
18-MarCompass Diversified HoldingsPreferred Stock Offering$100.00 Financial Institutions
18-FebION Geophysical CorporationFollow-on Offering$50.00 Infrastructure
18-JanFidus Investment CorporationPreferred Stock Offering$40.00 Financial Institutions
18-JanSpark Energy, Inc.Preferred Stock Offering$50.00 Infrastructure
18-JanUMH Properties, Inc.Preferred Stock Offering$50.00 Real Estate, Lodging & Leisure
18-JanHologicPreferred Stock Offering$1,000.00 Healthcare
18-JanIndustrial Logistics Properties TrustInitial Public Offering $480.00 Real Estate, Lodging & Leisure
18-JanGreat Elm Capital GroupPreferred Stock Offering$40.00 Financial Institutions
18-JanHarvard Bioscience, Inc.M&AUndisclosedHealthcare
17-DecCity Office REIT, Inc.Follow-on Offering$63.00 Real Estate, Lodging & Leisure
17-DecCapital Southwest Corp.Preferred Stock Offering$57.50 Financial Institutions
17-DecUnitil Corp.Follow-on Offering$28.90 Infrastructure
17-DecCuro Holdings Inc.Initial Public Offering $93.30 Financial Institutions
17-NovEPR PropertiesPreferred Stock Offering$150.00 Real Estate, Lodging & Leisure
17-NovAshford Hospitality TrustPreferred Stock Offering$135.00 Real Estate, Lodging & Leisure
17-OctPennant ParkFollow-on Offering$84.90 Financial Institutions
17-OctRiverNorth Marketplace Lending Corp.Preferred Stock Offering$36.00 Financial Institutions
17-OctHologicPreferred Stock Offering$350.00 Healthcare
17-OctSotherly Hotes Inc.Preferred Stock Offering$30.00 Real Estate, Lodging & Leisure
17-OctGlobal Food Equipment CompanyM&AUndisclosedBasic Industries
17-OctSeaspan CorporationPreferred Stock Offering$80.00 Infrastructure
17-OctSotherly Hotes Inc.Preferred Stock Offering$30.00 Real Estate, Lodging & Leisure
17-SepGlobal Net LeasePreferred Stock Offering$100.00 Real Estate, Lodging & Leisure
17-SepGreat Elm Capital GroupPreferred Stock Offering$28.40 Financial Institutions
17-SepKCAP Financial Inc.Preferred Stock Offering$17.70 Financial Institutions
17-SepGladstone Capital CorporationPreferred Stock Offering$45.00 Financial Institutions
17-SepIREITPreferred Stock Offering$100.00 Real Estate, Lodging & Leisure
17-SepHorizon Technology Finance CorpPreferred Stock Offering$32.50 Financial Institutions
17-SepT2 BiosystemsFollow-on Offering$17.50 Healthcare
17-SepTremont Mortgage TrustInitial Public Offering $50.00 Real Estate, Lodging & Leisure
17-SepGlobal Medical REITPreferred Stock Offering$67.50 Real Estate, Lodging & Leisure
17-SepGladstone LandFollow-on Offering$12.30 Real Estate, Lodging & Leisure
17-AugKCAP Financial Inc.Preferred Stock Offering$50.00 Financial Institutions
17-AugStellus Capital Investment CorporationPreferred Stock Offering$42.50 Financial Institutions
17-AugAshford Hospitality TrustPreferred Stock Offering$85.00 Real Estate, Lodging & Leisure
17-AugHarvest Capital Credit CorpPreferred Stock Offering$25.00 Financial Institutions
17-AugAgile Therapeutics, Inc.Follow-on Offering$20.00 Healthcare
17-AugSodexo Inc.*M&AUndisclosedBusiness Services
17-AugFolcomer Equipment Corporation*M&AUndisclosedBusiness Services
17-JulCommunity Healthcare TrustFollow-on Offering$99.70 Real Estate, Lodging & Leisure
17-JulGladstone Commercial CorporationFollow-on Offering$23.60 Real Estate, Lodging & Leisure
17-JulTriplePoint Venture Growth BDC Corp.Preferred Stock Offering$65.00 Financial Institutions
17-JulGlobal Search Associates*M&AUndisclosedBusiness Services
17-JulReilly Sweeping Inc*M&AUndisclosedBusiness Services
17-JulEthos Veterinary Health LLC*Debt PlacementUndisclosedBusiness Services
17-JunUMH Properties, Inc.Preferred Stock Offering$125.00 Financial Institutions
17-JunGovernment Properties Income TrustFollow-on Offering$462.50 Real Estate, Lodging & Leisure
17-JunRepligen CorporationFollow-on Offering$120.00 Healthcare
17-JunGlobal Medical REITFollow-on Offering$31.50 Real Estate, Lodging & Leisure
17-JunFidus Investment CorporationFollow-on Offering$29.40 Financial Institutions
17-JunPlx PharmaFollow-on Offering$18.20 Healthcare
17-JunAgree Realty Corp.Follow-on Offering$98.00 Real Estate, Lodging & Leisure
17-JunMonroe Capital CorporationFollow-on Offering$42.80 Financial Institutions
17-JunPlymouth Industrial REITInitial Public Offering $55.10 Real Estate, Lodging & Leisure
17-JunFidelity Payment Services*M&AUndisclosedBusiness Services
17-MayCapitala Finance Corp. Cvt.Preferred Stock Offering$50.00 Financial Institutions
17-MayAlcentra Capital Corp.Follow-on Offering$34.20 Financial Institutions
17-MayCapitala Finance Corp.Preferred Stock Offering$70.00 Financial Institutions
17-MayFirsh Cash PawnPreferred Stock Offering$300.00 Financial Institutions
17-MayArmada Hoffler PropertiesFollow-on Offering$89.70 Real Estate, Lodging & Leisure
17-MayGladstone Investment CorporationFollow-on Offering$19.70 Financial Institutions
17-MayAntero Midstream GP LPFollow-on Offering$875.40 Infrastructure
17-AprWhitestone REITFollow-on Offering$91.00 Real Estate, Lodging & Leisure
17-AprStellus Capital Investment CorporationFollow-on Offering$38.80 Financial Institutions
17-AprNew Mountain Finance CorporationFollow-on Offering$73.00 Financial Institutions
17-AprMaryland Aerospace, Inc.*M&AUndisclosedInfrastructure
17-MarCara Therapeutics, Inc.Follow-on Offering$92.10 Healthcare
17-MarOFS Capital CorporationFollow-on Offering$51.00 Financial Institutions
17-MarCondor Hospitality TrustFollow-on Offering$50.10 Real Estate, Lodging & Leisure
17-MarScorpio Tankers Inc.Preferred Stock Offering$50.00 Infrastructure
17-MarSpark Energy, Inc.Preferred Stock Offering$35.00 Infrastructure
17-MarGladstone LandFollow-on Offering$19.10 Real Estate, Lodging & Leisure
17-MarMonmouth Real Estate Investment CorpPreferred Stock Offering$73.50 Real Estate, Lodging & Leisure
17-MarBraemar Hotels and Resorts, Inc.Preferred Stock Offering$39.90 Real Estate, Lodging & Leisure
17-MarBraemar Hotels and Resorts, Inc.Follow-on Offering$69.90 Real Estate, Lodging & Leisure
17-MarRealty Income CorporationFollow-on Offering$672.70 Real Estate, Lodging & Leisure
17-FebTriangle Capital CorporationFollow-on Offering$136.50 Financial Institutions
17-FebPennant ParkFollow-on Offering$70.40 Financial Institutions
17-FebClipper Realty, IncInitial Public Offering $77.00 Real Estate, Lodging & Leisure
17-JanJust EnergyPreferred Stock Offering$100.00 Infrastructure
17-JanIndependent PrintingM&AUndisclosedBasic Industries
17-JanBluerock Residential Growth REITFollow-on Offering$60.50 Real Estate, Lodging & Leisure
17-JanCity Office REIT, Inc.Follow-on Offering$71.30 Real Estate, Lodging & Leisure
17-JanNetwork Media Partners, Inc.*M&AUndisclosedBusiness Services
16-DecPLx PharmaReverse MergerUndisclosedHealthcare
16-DecWorld Wrestling Entertainment, Inc.Convertible Bond$215.00 Basic Industries
16-DecRecro PharmaFollow-on Offering$40.00 Healthcare
Dec-16 Compass Diversified HoldingsFollow-on Offering$104.40 Financial Institutions
Dec-16 Veterinary Specialty Hospital*Debt PlacementUndisclosedBusiness Services
Dec-16 Ethos Veterinary Health LLC*Debt PlacementUndisclosedBusiness Services
Nov-16 Farmland Partners Inc.Follow-on Offering$34.90 Real Estate, Lodging & Leisure
16-NovFidus Investment CorporationFollow-on Offering$46.60 Financial Institutions
16-NovTHL Credit Inc.Debt Offering$22.00 Financial Institutions
16-NovHersha Hospitality TrustPreferred Stock Offering$100.00 Real Estate, Lodging & Leisure
16-NovGarda Background Screening Solutions*M&AUndisclosedBusiness Services
16-NovProject Jupiter*M&AUndisclosedBusiness Services
16-OctCollegium PharmaceuticalsFollow-on Offering$80.00 Healthcare
16-OctGladstone Capital CorporationFollow-on Offering$17.30 Financial Institutions
16-OctAgree Realty Corp.Follow-on Offering$86.20 Real Estate, Lodging & Leisure
16-OctNew Mountain Finance CorporationFollow-on Offering$68.80 Financial Institutions
16-OctPeople's United FinancialPreferred Stock Offering$250.00 Financial Institutions
16-OctNektar TherapeuticsFollow-on Offering$201.80 Healthcare
16-OctGreat Elm Capital GroupRights Offering$45.00 Financial Institutions
16-OctLandmark Infrastructure Partners LPFollow-on Offering$56.20 Infrastructure
Oct-16 Ashford Hospitality TrustPreferred Stock Offering$155.00 Real Estate, Lodging & Leisure
Oct-16 Bluerock Residential Growth REITPreferred Stock Offering$67.50 Real Estate, Lodging & Leisure
Sept-16 City Office REIT, Inc.Preferred Stock Offering$100.00 Real Estate, Lodging & Leisure
Sept-16 Chesapeake UtilitiesFollow-on Offering$52.00 Infrastructure
Sept-16 Gladstone Investment CorporationPreferred Stock Offering$57.50 Financial Institutions
Sept-16 Monmouth Real Estate Investment CorpPreferred Stock Offering$130.00 Real Estate, Lodging & Leisure
16-AugSotherly Hotes Inc.Preferred Stock Offering$40.30 Financial Institutions
16-AugRecro PharmaFollow-on Offering$14.90 Healthcare
16-AugHospitality Properties TrustFollow-on Offering$389.00 Financial Institutions
16-AugGladstone LandPreferred Stock Offering$28.80 Real Estate, Lodging & Leisure
16-AugSeaspan CorporationPreferred Stock Offering$225.00 Infrastructure
16-AugLandmark Infrastructure Partners LPPreferred Unit Offering$46.00 Infrastructure
16-JulTriangle Capital CorporationFollow-on Offering$134.20 Financial Institutions
16-JulMonroe Capital CorporationFollow-on Offering$55.30 Financial Institutions
16-JulDominion Resources IncDebt Offering$800.00 Infrastructure
16-JulBluerock Residential Growth REITPreferred Stock Offering$57.50 Real Estate, Lodging & Leisure
16-JulAshford Hospitality TrustPreferred Stock Offering$120.00 Financial Institutions
16-JulLifeBridge Health*M&AUndisclosedBusiness Services
16-JulLifeBridge Health*M&AUndisclosedBusiness Services
16-JulGeemacher, LLC*M&AUndisclosedInfrastructure
16-JunWater-Jel TechonologiesM&AUndisclosedInfrastructure
16-JunHercules Technology Growth CapitalDebt Offering$69.00 Financial Institutions
16-JunInnocoll Holdings PLCFollow-on Offering$40.10 Healthcare
16-JunSeaspan CorporationPreferred Stock Offering$115.00 Infrastructure
16-JunFlexion TherapeuticsFollow-on Offering$83.00 Healthcare
16-JunProcessing.com*M&AUndisclosedBusiness Services
16-JunCottingham Consulting*M&AUndisclosedBusiness Services
16-MayHersha Hospitality TrustPreferred Stock Offering$192.50 Financial Institutions
16-MaySeaspan CorporationFollow-on Offering$99.50 Infrastructure
16-MayGladstone Commercial CorporationPreferred Stock Offering$26.10 Real Estate, Lodging & Leisure
16-MayRepligen CorporationDebt Offering$310.00 Financial Institutions
16-MayAmerican Homes 4 RentPreferred Stock Offering$258.80 Financial Institutions
16-MayGovernment Properties Income TrustDebt Offering$310.00 Financial Institutions
16-MaySouth Jersey IndustriesFollow-on Offering$211.30 Infrastructure
16-MayPTC Inc.Debt Offering$500.00 Business Services
16-MayAgree Realty Corp.Follow-on Offering$114.30 Real Estate, Lodging & Leisure
16-AprHercules Technology Growth CapitalDebt Offering$65.40 Financial Institutions
16-AprStoneMor Partners LPFollow-on Offering$47.30 Infrastructure
16-AprMedallion Financial CorpDebt Offering$30.00 Financial Institutions
16-AprCommunity Healthcare TrustFollow-on Offering$91.90 Financial Institutions
16-MarCity Office REIT, Inc.Follow-on Offering$91.80 Real Estate, Lodging & Leisure
16-MarLandmark Infrastructure Partners LPDebt Offering$20.00 Infrastructure
16-MarSpark Energy, Inc.Follow-on Offering$31.10 Infrastructure
16-MarNational Retail Properties, Inc.At-the-Market Offering$500.00 Financial Institutions
16-FebBofI HoldingsDebt Offering$51.00 Financial Institutions
16-FebSenior Housing Properties TrustDebt Offering$250.00 Financial Institutions
16-FebLandmark Infrastructure Partners LPAt-the-Market Offering$50.00 Infrastructure
16-JanAgile Therapeutics, Inc.Follow-on Offering$40.30 Healthcare
16-JanCollegium PharmaceuticalsFollow-on Offering$55.00 Healthcare
16-JanEnvironmental Disposal Corp.M&AUndisclosedInfrastructure
15-DecMedley Capital Corp.Debt Offering$74.00 Financial Institutions
15-DecGladstone LandFollow-on Offering$7.90 Real Estate, Lodging & Leisure
15-DecMulti-Flow IndustriesM&AUndisclosedInfrastructure
15-DecTHL Credit Inc.Debt Offering$35.00 Financial Institutions
15-DecCodorus Valley BancorpFollow-on Offering$34.50 Financial Institutions
15-DecArmada Hoffler PropertiesFollow-on Offering$36.90 Financial Institutions
15-NovStoneMor Partners LPAt-the-Market Offering$100.00 Infrastructure
15-NovHorace Mann Educators CorporationDebt Offering$250.00 Financial Institutions
15-NovPoole Landscaping Inc.*M&AUndisclosedBusiness Services
15-OctBCB Bancorp IncFollow-on Offering$27.60 Financial Institutions
15-OctGladstone Capital CorporationFollow-on Offering$19.70 Financial Institutions
15-OctAmerican Farmland CompanyInitial Public Offering $48.00 Financial Institutions
15-OctBluerock Residential Growth REITPreferred Stock Offering$71.90 Real Estate, Lodging & Leisure
15-OctCancer GeneticsM&A$13.40 Healthcare
15-SepNew Mountain Finance CorporationFollow-on Offering$81.30 Financial Institutions
15-SepBreathe America Inc.*Debt PlacementUndisclosedBusiness Services
15-JulTriplePoint Venture Growth BDC Corp.Debt Offering$54.60 Financial Institutions
15-JulGI PlastekM&AUndisclosedInfrastructure
15-JulSutron CorporationM&A$39.00 Infrastructure
15-JulCara Therapeutics, Inc.Follow-on Offering$80.50 Healthcare
15-JulvTv Therapeutics Inc.Initial Public Offering $117.20 Healthcare
15-JulGenesis Energy LPFollow-on Offering$453.00 Infrastructure
15-JulTrovagene, Inc.Follow-on Offering$40.30 Healthcare
15-JulFarmland Partners Inc.Follow-on Offering$37.00 Financial Institutions
15-JulRecro PharmaPrivate Placement$16.00 Healthcare
15-JulTonix PharmaceuticalsFollow-on Offering$20.10 Healthcare
15-JulStoneMor Partners LPFollow-on Offering$71.60 Infrastructure
15-JunSutron CorporationM&A Fairness Opinion$39.00 Infrastructure
15-JunAzure Midstream Partners LPFollow-on Offering$50.90 Infrastructure
15-JunCrossAmerica Partners LPFollow-on Offering$151.20 Infrastructure
15-JunAmicus TherapeuticsFollow-on Offering$258.70 Healthcare
15-JunBaysaver Technologies, Inc.*M&AUndisclosedInfrastructure
15-JunAeras*M&AUndisclosedHealthcare
15-MayCommunity Healthcare TrustInitial Public Offering $136.60 Financial Institutions
15-MayDiana Shipping Inc.Debt Offering$63.30 Infrastructure
15-MayBluerock Residential Growth REITFollow-on Offering$82.50 Real Estate, Lodging & Leisure
15-MayLINN EnergyFollow-on Offering$188.60 Infrastructure
15-MayEnerBank USAM&A$55.20 Financial Institutions
15-MayLandmark Infrastructure Partners LPFollow-on Offering$50.30 Infrastructure
15-MayGladstone LandFollow-on Offering$14.90 Real Estate, Lodging & Leisure
15-MayCustomers BancorpPreferred Stock Offering$57.50 Financial Institutions
15-MayAldeyra TherapeuticsFollow-on Offering$21.00 Healthcare
15-MayGood Times Restaurants Inc.M&A$21.00 Consumer & Retail
15-MayGladstone Investment CorporationPreferred Stock Offering$40.30 Financial Institutions
15-MayNew Source Energy PartnersPreferred Stock Offering$48.30 Infrastructure
15-MayGood Times Restaurants Inc.Follow-on Offering$22.70 Consumer & Retail
15-AprAdvaxis, Inc.Follow-on Offering$61.20 Healthcare
15-AprAlkota Cleaning SystemsM&AUndisclosedInfrastructure
15-AprGood Times Restaurants Inc.M&A Fairness Opinion$21.00 Consumer & Retail
15-AprMonroe Capital CorporationFollow-on Offering$41.80 Financial Institutions
15-AprGenesis Energy LPFollow-on Offering$204.30 Infrastructure
15-AprRaptor Pharmaceuticals Corp.Follow-on Offering$98.30 Healthcare
15-MarNovavax Inc.Follow-on Offering$201.20 Healthcare
15-MarHercules Technology Growth CapitalFollow-on Offering$103.50 Financial Institutions
15-MarGarrison Capital Inc.Follow-on Offering$12.90 Financial Institutions
15-MarGladstone Investment CorporationFollow-on Offering$28.10 Financial Institutions
15-MarRecro PharmaM&A Fairness Opinion$170.00 Healthcare
15-MarCommissions, Inc.*M&AUndisclosedBusiness Services
15-MarCelebrity Limousine Service, Inc.*Debt PlacementUndisclosedBusiness Services
15-MarCyberSpa LLC*Equity PlacementUndisclosedTechnology & Software
15-FebTrovagene, Inc.Follow-on Offering$23.00 Healthcare
15-FebSenior Housing Properties TrustFollow-on Offering$689.30 Financial Institutions
15-FebTonix PharmaceuticalsFollow-on Offering$31.10 Healthcare
15-FebTriangle Capital CorporationDebt Offering$86.30 Financial Institutions
15-JanHarvest Capital Credit CorpDebt Offering$27.50 Financial Institutions
15-JanHigh Pressure Equipment CompanyM&A$160.00 Infrastructure
15-JanBluerock Residential Growth REITFollow-on Offering$57.50 Real Estate, Lodging & Leisure
14-DecRice Midstream Partners LPInitial Public Offering $474.40 Infrastructure
14-DecFlexion TherapeuticsFollow-on Offering$98.50 Healthcare
14-DecTravelCenters of America LLCDebt Offering$120.00 Financial Institutions
14-DecCity Office REIT, Inc.Follow-on Offering$53.30 Real Estate, Lodging & Leisure
14-DecAinsworth Pet NutritionM&AUndisclosedConsumer & Retail
14-DecBDB Payroll Services*M&AUndisclosedBusiness Services
14-DecVirginia Transformer Corporation*M&AUndisclosedInfrastructure
14-DecEarbits, Inc.*M&AUndisclosedBusiness Services
14-NovPeak ResortsInitial Public Offering $90.00 Financial Institutions
14-NovAmicus TherapeuticsFollow-on Offering$103.50 Healthcare
14-NovCTI BiopharmaPreferred Stock Offering$35.00 Healthcare
14-NovLandmark Infrastructure Partners LPInitial Public Offering $52.30 Infrastructure
14-NovCompass Diversified HoldingsFollow-on Offering$105.00 Financial Institutions
14-NovAntero Midstream Partners LPInitial Public Offering $1,150.00 Infrastructure
14-NovGladstone Investment CorporationPreferred Stock Offering$36.00 Financial Institutions
14-NovMarkel CorporationM&AUndisclosedInfrastructure
14-OctFifth Street Asset ManagementInitial Public Offering $102.00 Financial Institutions
14-OctScorpio Tankers Inc.Debt Offering$51.80 Infrastructure
14-OctNew Mountain Finance CorporationFollow-on Offering$72.70 Financial Institutions
14-OctUSD Partners LPInitial Public Offering $155.00 Infrastructure
14-OctBreitburn Energy Partners LPFollow-on Offering$261.00 Infrastructure
14-OctBluerock Residential Growth REITFollow-on Offering$36.10 Real Estate, Lodging & Leisure
14-OctLegacy Reserves LPFollow-on Offering$314.90 Infrastructure
14-OctJP Energy PartnersInitial Public Offering $275.00 Infrastructure
14-OctCowen Group, Inc.Debt Offering$55.00 Financial Institutions
14-OctTower 16, Inc. and SCE, Inc.*M&AUndisclosedBusiness Services
14-OctHenry's Wrecker Services LLC*Debt PlacementUndisclosedBusiness Services
14-OctAds Direct Media*Debt PlacementUndisclosedBusiness Services
14-OctHirease, Inc.*M&AUndisclosedBusiness Services
14-SepBurgaFlex North America, Inc.M&AUndisclosedInfrastructure
14-SepAtlas Resource PartnersPreferred Stock Offering$75.00 Infrastructure
14-SepGladstone LandFollow-on Offering$14.10 Real Estate, Lodging & Leisure
14-SepGenesis Energy LPFollow-on Offering$233.30 Infrastructure
14-SepTokai PharmaceuticalsInitial Public Offering $105.30 Healthcare
14-SepLehigh Gas Partners LPFollow-on Offering$140.70 Infrastructure
14-SepVanguard Natural ResourcesPreferred Stock Offering$100.00 Infrastructure
14-SepBrandywine Realty TrustDebt Offering$500.00 Real Estate, Lodging & Leisure
14-SepScorpio Tankers Inc.Debt Offering$73.60 Infrastructure
14-SepArmada Hoffler PropertiesFollow-on Offering$45.30 Financial Institutions
14-SepPhysicians Realty TrustFollow-on Offering$133.00 Real Estate, Lodging & Leisure
14-AugMedley Capital Corp.Follow-on Offering$65.10 Financial Institutions
14-AugFifth Street Floating Rate CorporationFollow-on Offering$294.30 Financial Institutions
14-AugTriangle Capital CorporationFollow-on Offering$132.80 Financial Institutions
14-AugT2 BiosystemsInitial Public Offering $65.80 Healthcare
14-AugRoomtag, LLC*M&AUndisclosedBusiness Services
14-JulFederated National Holding CompanyFollow-on Offering$46.00 Financial Institutions
14-JulMarinus PharmacueticalsInitial Public Offering $46.10 Healthcare
14-JulSpark Energy, Inc.Follow-on Offering$54.00 Infrastructure
14-JulFarmland Partners Inc.Follow-on Offering$46.50 Financial Institutions
14-JulMeetMe, Inc.Follow-on Offering$11.50 Technology & Software
14-JulGarrison Capital Inc.Follow-on Offering$29.00 Financial Institutions
14-JulCatchMark Timber Trust, Inc.Follow-on Offering$146.90 Financial Institutions
14-JulHercules Technology Growth CapitalDebt Offering$100.00 Financial Institutions
14-JulAdcor Packaging Group, LLC*M&AUndisclosedInfrastructure
14-JunKona Grill, Inc.Follow-on Offering$42.60 Consumer & Retail
14-JunMaterialise NVInitial Public Offering $110.40 Infrastructure
14-JunRetail Opportunity Investments Corp.Follow-on Offering$186.90 Financial Institutions
14-JunCapitala Finance Corp.Preferred Stock Offering$100.00 Financial Institutions
14-JunGladstone Commercial CorporationFollow-on Offering$23.80 Real Estate, Lodging & Leisure
14-MayStoneMor Partners LPFollow-on Offering$61.50 Infrastructure
14-MayAgile Therapeutics, Inc.Initial Public Offering $55.00 Healthcare
14-MayAmerican Realty Capital PropertiesFollow-on Offering$1,656.00 Real Estate, Lodging & Leisure
14-MayAtlas Financial HoldingsFollow-on Offering$27.00 Financial Institutions
14-MayPhysicians Realty TrustFollow-on Offering$158.10 Real Estate, Lodging & Leisure
14-MayBreitburn Energy Partners LPPreferred Stock Offering$175.00 Infrastructure
14-MaySelect Income REITFollow-on Offering$261.00 Real Estate, Lodging & Leisure
14-MayGladstone Capital CorporationPreferred Stock Offering$61.00 Financial Institutions
14-MaySenesco TechnologiesM&AUndisclosedHealthcare
14-MayScorpio Tankers Inc.Debt Offering$53.80 Infrastructure
14-AprStellus Capital Investment CorporationDebt Offering$25.00 Financial Institutions
14-AprMedley Capital Corp.Follow-on Offering$79.50 Financial Institutions
14-AprNew Source Energy PartnersFollow-on Offering$80.20 Infrastructure
14-AprLogiStar SolutionsM&AUndisclosedBusiness Services
14-AprSenior Housing Properties TrustFollow-on Offering$337.70 Financial Institutions
14-AprCity Office REIT, Inc.Initial Public Offering $82.30 Real Estate, Lodging & Leisure
14-AprEcochlor, Inc.Private Placement$10.00 Infrastructure
14-AprArthur J. Gallagher & Co.Follow-on Offering$945.00 Financial Institutions
14-AprLegacy Reserves LPPreferred Stock Offering$57.50 Infrastructure
14-AprNew Mountain Finance CorporationFollow-on Offering$50.10 Financial Institutions
14-AprMain Street Capital CorporationFollow-on Offering$126.00 Financial Institutions
14-AprMassive Interactive*M&A Fairness OpinionUndisclosedBusiness Services
14-MarSeaspan CorporationDebt Offering$345.00 Infrastructure
14-MarRealty Income CorporationFollow-on Offering$551.40 Real Estate, Lodging & Leisure
14-MarTPG Specialty Lending, Inc.Initial Public Offering $112.00 Financial Institutions
14-MarVanguard Natural ResourcesPreferred Stock Offering$175.00 Infrastructure
14-FebPDL BioPharma, Inc.Debt Offering$300.00 Healthcare
14-FebFlexion TherapeuticsInitial Public Offering $74.80 Healthcare
14-FebStoneMor Partners LPFollow-on Offering$48.90 Infrastructure
14-FebEgalet Corp.Initial Public Offering $58.00 Healthcare
14-FebLORD Corporation*M&AUndisclosedInfrastructure
14-JanMedley Capital Corp.Follow-on Offering$96.60 Financial Institutions
14-JanCara Therapeutics, Inc.Initial Public Offering $63.30 Healthcare
14-JanEmergent Biosolutions IncDebt Offering$250.00 Healthcare
14-JanCypress Energy Partners LPInitial Public Offering $86.30 Infrastructure
14-JanVirtusa Corp.Follow-on Offering$79.40 Business Services
13-DecNicholas Financial, Inc.M&AUndisclosedFinancial Institutions
13-DecRadiant Logistics, Inc.Preferred Stock Offering$21.00 Business Services
13-DecCatchMark Timber Trust, Inc.Initial Public Offering $142.10 Financial Institutions
13-DecPinnacle Foods Inc.Follow-on Offering$523.00 Consumer & Retail
13-DecTravelCenters of America LLCFollow-on Offering$69.10 Financial Institutions
13-DecLehigh Gas Partners LPFollow-on Offering$95.90 Infrastructure
13-DecPhysicians Realty TrustFollow-on Offering$109.80 Real Estate, Lodging & Leisure
13-DecWestern Gas PartnersFollow-on Offering$295.20 Infrastructure
13-NovFederated National Holding CompanyFollow-on Offering$29.00 Financial Institutions
13-NovGladstone Commercial CorporationFollow-on Offering$25.00 Real Estate, Lodging & Leisure
13-NovLease Corporation of America GroupM&AUndisclosedFinancial Institutions
13-NovBreitburn Energy Partners LPFollow-on Offering$345.70 Infrastructure
13-NovDURECT CorporationFollow-on Offering$11.50 Healthcare
13-NovHospitality Properties TrustFollow-on Offering$273.70 Financial Institutions
13-NovKite Realty Group TrustFollow-on Offering$226.70 Real Estate, Lodging & Leisure
13-NovMcShea & Company, Inc.*M&AUndisclosedBusiness Services
13-OctGas Natural Inc.Follow-on Offering$11.30 Infrastructure
13-OctF.N.B. CorporationPreferred Stock Offering$110.90 Financial Institutions
13-OctGastar Exploration, Inc.Preferred Stock Offering$53.50 Infrastructure
13-OctSprague Resources LPInitial Public Offering $153.00 Infrastructure
13-OctNew Mountain Finance CorporationFollow-on Offering$98.90 Financial Institutions
13-SepNew Century Bancorp, Inc.M&A$31.10 Financial Institutions
13-SepCapitala Finance Corp.Initial Public Offering $80.00 Financial Institutions
13-SepNGL Energy PartnersFollow-on Offering$132.80 Infrastructure
13-SepPacific Coast Oil TrustFollow-on Offering$230.90 Infrastructure
13-SepGenesis Energy LPFollow-on Offering$273.20 Infrastructure
13-SepMedley Capital Corp.Follow-on Offering$89.70 Financial Institutions
13-AugMiro CapitalFinancial AdvisoryUndisclosedFinancial Institutions
13-AugGoodrich Petroleum Corp.Preferred Stock Offering$120.00 Infrastructure
13-AugMain Street Capital CorporationFollow-on Offering$136.90 Financial Institutions
13-AugRose Rock MidstreamFollow-on Offering$158.80 Infrastructure
13-AugQEP Midstream PartnersInitial Public Offering $483.00 Infrastructure
13-AugMosaic Technologies Group*Debt RestructuringUndisclosedBusiness Services
13-JuldELiA*sPrivate Placement$21.80 Consumer & Retail
13-JuldELiA*sFollow-on Offering$15.80 Consumer & Retail
13-JulMarlin MidstreamInitial Public Offering $137.50 Infrastructure
13-JulOnconova TherapeuticsInitial Public Offering $89.10 Healthcare
13-JulCustomers BancorpDebt Offering$63.30 Financial Institutions
13-JulPhysicians Realty TrustInitial Public Offering $135.20 Real Estate, Lodging & Leisure
13-JulMonroe Capital CorporationFollow-on Offering$59.40 Financial Institutions
13-JulPennantPark Floating Rate CapitalFollow-on Offering$65.20 Financial Institutions
13-JulINTL FCStone IncDebt Offering$45.50 Business Services
13-JulGas Natural Inc.Follow-on Offering$17.30 Infrastructure
13-JulNGL Energy PartnersFollow-on Offering$300.20 Infrastructure
13-JulAmeriGasFollow-on Offering$357.00 Infrastructure
13-JulBaysaver Technologies, Inc.*M&AUndisclosedInfrastructure
13-JunSelect Income REITFollow-on Offering$296.60 Real Estate, Lodging & Leisure
13-JunRexnord HoldingsFollow-on Offering$119.60 Infrastructure
13-JunGladstone Commercial CorporationFollow-on Offering$24.80 Real Estate, Lodging & Leisure
13-JunIntercept PharmaceuticalsFollow-on Offering$65.70 Healthcare
13-JunNew Mountain Finance CorporationFollow-on Offering$87.30 Financial Institutions
13-JunVanguard Natural ResourcesPreferred Stock Offering$63.00 Infrastructure
13-JunAlloy, a division of dELiA*sM&AUndisclosedConsumer & Retail
13-JunLuzerne National Bank Corp.M&A$42.60 Financial Institutions
13-MayBoardwalk Pipeline PartnersFollow-on Offering$381.00 Infrastructure
13-MayCallon Petroleum CompanyPreferred Stock Offering$75.00 Infrastructure
13-MayNational Retail Properties, Inc.Preferred Stock Offering$250.00 Financial Institutions
13-MayCyclacel Pharmaceuticals, Inc.Follow-on Offering$20.50 Healthcare
13-MayMariner FinanceM&AUndisclosedFinancial Institutions
13-MayPike ElectricFollow-on Offering$92.00 Infrastructure
13-MayWestern Gas PartnersFollow-on Offering$429.20 Infrastructure
13-MayTrade Street ResidentialInitial Public Offering $62.50 Financial Institutions
13-MayArmada Hoffler PropertiesInitial Public Offering $218.50 Financial Institutions
13-MayHarvest Capital Credit CorpInitial Public Offering $51.00 Financial Institutions
13-MayPennsylvania Real Estate Investment TrustFollow-on Offering$230.00 Real Estate, Lodging & Leisure
13-AprGladstone Commercial CorporationFollow-on Offering$20.80 Real Estate, Lodging & Leisure
13-AprMedley Capital Corp.Follow-on Offering$66.00 Financial Institutions
13-AprAshtead Technology*M&AUndisclosedBusiness Services
13-MarSJW GroupFollow-on Offering$37.70 Infrastructure
13-MarAccess Midstream PartnersFollow-on Offering$412.60 Infrastructure
13-MarPinnacle Foods Inc.Initial Public Offering $580.00 Consumer & Retail
13-MarGarrison Capital Inc.Initial Public Offering $80.00 Financial Institutions
13-MarCalifornia Water Service GroupFollow-on Offering$110.70 Infrastructure
13-MarPennantPark Floating Rate CapitalFollow-on Offering$42.00 Financial Institutions
13-MarStoneMor Partners LPFollow-on Offering$35.50 Infrastructure
13-MarNew Mountain Finance CorporationFollow-on Offering$85.80 Financial Institutions
13-MarHospitality Properties TrustFollow-on Offering$357.70 Financial Institutions
13-MarChef's CatalogM&AUndisclosedConsumer & Retail
13-MarMedley Capital Corp.Debt Offering$60.00 Financial Institutions
13-MarSun Communities, Inc.Follow-on Offering$260.20 Financial Institutions
13-MarGovernment Properties Income TrustFollow-on Offering$250.70 Financial Institutions
13-MarBankUnitedFollow-on Offering$569.10 Financial Institutions
13-MarTwistageM&AUndisclosedBusiness Services
13-FebCommonwealth REITFollow-on Offering$655.50 Real Estate, Lodging & Leisure
13-FebExpress Financial ServicesM&AUndisclosedFinancial Institutions
13-FebLimoneira CompanyFollow-on Offering$38.30 Consumer & Retail
13-FebWNS HoldingsFollow-on Offering$185.10 Business Services
13-FebNew Source Energy PartnersInitial Public Offering $85.00 Infrastructure
13-FebBreitburn Energy Partners LPFollow-on Offering$296.90 Infrastructure
13-FebKCAP Financial Inc.Follow-on Offering$46.20 Financial Institutions
13-JanVanguard Natural ResourcesFollow-on Offering$256.20 Infrastructure
13-JanGladstone LandInitial Public Offering $56.70 Real Estate, Lodging & Leisure
13-JanSenior Housing Properties TrustFollow-on Offering$273.70 Financial Institutions
13-JanPennantPark Investment CorporationDebt Offering$67.50 Financial Institutions
13-JanCrosstex Energy ServicesFollow-on Offering$130.70 Infrastructure
13-JanTravelCenters of America LLCDebt Offering$100.00 Financial Institutions
12-DecGlobal Packaging USA CorporationM&A Fairness OpinionUndisclosedInfrastructure
12-DecAccess Midstream PartnersFollow-on Offering$591.60 Infrastructure
12-DecBrandywine Realty TrustDebt Offering$250.00 Real Estate, Lodging & Leisure
12-DecConnecticut Water ServicesFollow-on Offering$49.60 Infrastructure
12-DecMain Street Capital CorporationFollow-on Offering$80.50 Financial Institutions
12-DecQR EnergyFollow-on Offering$224.10 Infrastructure
12-DecWestern Gas PartnersInitial Public Offering $434.70 Infrastructure
12-DecSelect Income REITFollow-on Offering$193.20 Real Estate, Lodging & Leisure
12-DecFifth Street Finance CorpFollow-on Offering$157.30 Financial Institutions
12-DecSummit Hotel Properties, IncPreferred Stock Offering$75.00 Financial Institutions
12-DecVirgin Instruments Corp. (dba Simultof Systems)*Equity PlacementUndisclosedHealthcare
12-DecJayts, LLC*M&AUndisclosedBusiness Services
12-DecJayts, LLC*Debt PlacementUndisclosedBusiness Services
12-NovMedley Capital Corp.Follow-on Offering$75.60 Financial Institutions
12-NovTaylor Capital GroupPreferred Stock Offering$100.00 Financial Institutions
12-NovLegacy Reserves LPFollow-on Offering$227.40 Infrastructure
12-NovOFS Capital CorporationInitial Public Offering $100.00 Financial Institutions
12-NovStellus Capital Investment CorporationInitial Public Offering $138.00 Financial Institutions
12-NovSun Communities, Inc.Preferred Stock Offering$85.00 Financial Institutions
12-NovBaysaver Technologies, Inc.*Debt RestructuringUndisclosedInfrastructure
12-NovAmerican Technology Services*M&AUndisclosedBusiness Services
12-OctLehigh Gas Partners LPInitial Public Offering $138.00 Infrastructure
12-OctMonroe Capital CorporationInitial Public Offering $86.30 Financial Institutions
12-OctGovernment Properties Income TrustFollow-on Offering$174.40 Financial Institutions
12-OctTriangle Capital CorporationDebt Offering$80.50 Financial Institutions
12-OctCrumbs Cake ShopPrivate Placement$9.80 Consumer & Retail
12-OctFifth Street Finance CorpDebt Offering$75.00 Financial Institutions
12-OctBoardwalk Pipeline PartnersFollow-on Offering$269.90 Infrastructure
12-OctEPR PropertiesPreferred Stock Offering$125.00 Financial Institutions
12-OctKCAP Financial Inc.Debt Offering$41.40 Financial Institutions
12-OctGladstone Investment CorporationFollow-on Offering$33.00 Financial Institutions
12-OctPennsylvania Real Estate Investment TrustPreferred Stock Offering$86.30 Real Estate, Lodging & Leisure
12-SepSummit Midstream PartnersInitial Public Offering $287.50 Infrastructure
12-SepEnterprise ProductsFollow-on Offering$488.20 Infrastructure
12-SepPennantPark Investment CorporationFollow-on Offering$105.00 Financial Institutions
12-SepAres Capital CorporationDebt Offering$182.50 Financial Institutions
12-SepSusser Petroleum PartnersInitial Public Offering $224.00 Infrastructure
12-SepHercules Technology Growth CapitalDebt Offering$85.90 Financial Institutions
12-SepThe Bachman CompanyM&AUndisclosedConsumer & Retail
12-SepVanguard Natural ResourcesFollow-on Offering$189.80 Infrastructure
12-SepBreitburn Energy Partners LPFollow-on Offering$212.90 Infrastructure
12-AugMedley Capital Corp.Follow-on Offering$74.50 Financial Institutions
12-AugWSFS FinancialDebt Offering$55.00 Financial Institutions
12-AugBoardwalk Pipeline PartnersFollow-on Offering$322.50 Infrastructure
12-JulInvestors Real Estate TrustPreferred Stock Offering$115.00 Real Estate, Lodging & Leisure
12-JulNew Mountain Finance CorporationFollow-on Offering$85.00 Financial Institutions
12-JulSenior Housing Properties TrustFollow-on Offering$300.20 Financial Institutions
12-JulHercules Technology Growth CapitalDebt Offering$41.50 Financial Institutions
12-JunHigh Pressure Equipment CompanyM&AUndisclosedInfrastructure
12-JunPortadamRecapitalization$5.50 Infrastructure
12-JunCampus Crest Communities, Inc.Follow-on Offering$75.50 Financial Institutions
12-JunGas Natural Inc.Follow-on Offering$8.10 Infrastructure
12-JunAssociated Estates RealtyFollow-on Offering$91.10 Real Estate, Lodging & Leisure
12-JunMain Street Capital CorporationFollow-on Offering$97.00 Financial Institutions
12-JunPebblebrook Hotel TrustFollow-on Offering$114.40 Financial Institutions
12-JunWestern Gas PartnersFollow-on Offering$219.40 Infrastructure
12-JunCity Holding CompanyM&A$13.20 Financial Institutions
12-MayAngie's ListFollow-on Offering$112.20 Technology & Software
12-MayCrosstex Energy ServicesFollow-on Offering$164.80 Infrastructure
12-MayUnitil Corp.Follow-on Offering$69.70 Infrastructure
12-MayHersha Hospitality TrustFollow-on Offering$134.40 Financial Institutions
12-MayPacific Coast Oil TrustInitial Public Offering $370.00 Infrastructure
12-MayEquivalent Data*M&AUndisclosedBusiness Services
12-AprPennsylvania Real Estate Investment TrustPreferred Stock Offering$115.00 Real Estate, Lodging & Leisure
12-AprHercules Technology Growth CapitalDebt Offering$43.00 Financial Institutions
12-AprQR EnergyFollow-on Offering$386.00 Infrastructure
12-AprBrandywine Realty TrustPreferred Stock Offering$100.00 Real Estate, Lodging & Leisure
12-MarCafePressInitial Public Offering $85.50 Technology & Software
12-MarRexnord HoldingsInitial Public Offering $490.30 Infrastructure
12-MarGenesis Energy LPFollow-on Offering$177.10 Infrastructure
12-MarAmeriGasFollow-on Offering$288.80 Infrastructure
12-MarMedley Capital Corp.Debt Offering$40.00 Financial Institutions
12-MarKite Realty Group TrustPreferred Stock Offering$32.70 Real Estate, Lodging & Leisure
12-FebGladstone Investment CorporationPreferred Stock Offering$40.00 Financial Institutions
12-FebTriangle Capital CorporationDebt Offering$69.00 Financial Institutions
12-FebRemark Media, Inc.PIPE$4.30 Business Services
12-FebMedley Capital Corp.Follow-on Offering$49.00 Financial Institutions
12-FebNational Retail Properties, Inc.Preferred Stock Offering$287.50 Financial Institutions
12-FebWNS HoldingsFollow-on Offering$113.30 Business Services
12-FebTriangle Capital CorporationFollow-on Offering$80.80 Financial Institutions
12-FebCampus Crest Communities, Inc.Preferred Stock Offering$57.50 Financial Institutions
12-JanRealty Income CorporationPreferred Stock Offering$373.80 Real Estate, Lodging & Leisure
12-JanAres Capital CorporationDebt Offering$143.80 Financial Institutions
12-JanAgree Realty Corp.Follow-on Offering$37.00 Real Estate, Lodging & Leisure
12-JanVanguard Natural ResourcesFollow-on Offering$227.40 Infrastructure
12-JanLINN EnergyFollow-on Offering$702.80 Infrastructure
12-JanAspexM&A$30.50 Infrastructure
11-DecIZI Medical Products*M&AUndisclosedHealthcare
11-NovEnergy Savers America*Equity PlacementUndisclosedBusiness Services
11-OctBizBrag*Equity PlacementUndisclosedBusiness Services
10-NovMaryland Quality Meats*Debt PlacementUndisclosedBusiness Services
10-AprBray & Scarff*Fairness/Capital Adequacy OpinionUndisclosedConsumer & Retail
9-NovGothic Landscape, Inc.*M&AUndisclosedBusiness Services
 
*Represents a transaction completed by HighBank Advisors LLC, which was acquired by Janney in 2018.

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