| 19-Sep | South Jersey Industries | Debt Offering | $200.00 | Infrastructure |
| 19-Sep | American Finance Trust, Inc. | Debt Offering | $75.00 | Real Estate, Lodging & Leisure |
| 19-Sep | National Retail Properties, Inc. | Follow-on Offering | $395.50 | Real Estate, Lodging & Leisure |
| 19-Aug | Mesa Labs Inc | Follow-on Offering | $78.80 | Healthcare |
| 19-Jul | Cara Therapeutics, Inc. | Follow-on Offering | $55.00 | Healthcare |
| 19-Jul | Newtek Business Services | Debt Offering | $55.00 | Financial Institutions |
| 19-Jul | Horizon Facilities Services, LLC | M&A | Undisclosed | Business Services |
| 19-Jul | Owl Rock Capital Corp. | Initial Public Offering | $153.00 | Financial Institutions |
| 19-Jul | Repligen Corporation | Follow-on Offering | $250.00 | Healthcare |
| 19-Jul | Repligen Corporation | Follow-on Offering | $120.10 | Healthcare |
| 19-Jul | New Mountain Finance Corporation | Follow-on Offering | $82.10 | Financial Institutions |
| 19-Jun | Sachem Capital Corp. | Debt Offering | $22.00 | Real Estate, Lodging & Leisure |
| 19-Jun | Gladstone Land | Follow-on Offering | $23.50 | Real Estate, Lodging & Leisure |
| 19-Jun | Cryoport Inc. | Follow-on Offering | $68.90 | Healthcare |
| 19-Jun | Great Elm Capital Group | Debt Offering | $40.00 | Financial Institutions |
| 19-Jun | First Internet Bancorp | Debt Offering | $35.00 | Financial Institutions |
| 19-Jun | Ashford Holdings | M&A | $275.00 | Financial Institutions |
| 19-May | Avantor Inc. | Initial Public Offering | $2,898.00 | Infrastructure |
| 19-May | Avantor Inc. | Debt Offering | $900.00 | Infrastructure |
| 19-May | Tremont Mortgage Trust | Follow-on Offering | $28.60 | Real Estate, Lodging & Leisure |
| 19-May | Postal Realty Trust | Initial Public Offering | $76.50 | Real Estate, Lodging & Leisure |
| 19-May | Realty Income Corporation | Follow-on Offering | $761.80 | Real Estate, Lodging & Leisure |
| 19-May | Veracyte Inc. | Follow-on Offering | $127.90 | Healthcare |
| 19-May | B. Riley Financial, Inc. | Debt Offering | $87.00 | Financial Institutions |
| 19-Apr | Repligen Corporation | Follow-on Offering | $201.20 | Healthcare |
| 19-Apr | Agree Realty Corp. | Follow-on Offering | $181.10 | Real Estate, Lodging & Leisure |
| 19-Apr | Dranoff Properties | M&A Fairness Opinion | $445.00 | Real Estate, Lodging & Leisure |
| 19-Apr | UMH Properties, Inc. | Preferred Stock Offering | $90.00 | Real Estate, Lodging & Leisure |
| 19-Apr | Aqua America | Follow-on Offering | $600.00 | Infrastructure |
| 19-Apr | Aqua America | Follow-on Offering | $1,125.00 | Infrastructure |
| 19-Apr | American Technology Services, Inc. | M&A | $27.00 | Real Estate, Lodging & Leisure |
| 19-Apr | Sotherly Hotes Inc. | Preferred Stock Offering | $27.00 | Real Estate, Lodging & Leisure |
| 19-Apr | Owl Rock Capital Corp. | Debt Placement | $400.00 | Financial Institutions |
| 19-Mar | Realogy Holdings Corp. | Debt Placement | $550.00 | Real Estate, Lodging & Leisure |
| 19-Mar | American Finance Trust, Inc. | Preferred Stock Offering | $30.00 | Real Estate, Lodging & Leisure |
| 19-Mar | Horizon Technology Finance Corp | Follow-on Offering | $24.30 | Financial Institutions |
| 19-Mar | Stellus Capital Investment Corporation | Follow-on Offering | $739.70 | Financial Institutions |
| 19-Mar | Global Medical REIT | Follow-on Offering | $70.7 | Real Estate, Lodging & Leisure |
| 19-Feb | New Mountain Finance Corporation | Follow-on Offering | $58.50 | Financial Institutions |
| 19-Feb | OncoCyte Corporation | Follow-on Offering (CMPO) | $35.00 | Healthcare |
| 19-Feb | Prestige Capital | M&A | Undisclosed | Financial Institutions |
| 19-Feb | Fidus Investment Corporation | Debt Placement | $69.00 | Financial Institutions |
| 19-Jan | Selecta Biosciences, Inc. | Follow-on Offering (CMPO) | $30.00 | Healthcare |
| 19-Jan | Carlson Management Consulting, Inc. | M&A | Undisclosed | Business Services |
| 18-Dec | IBS Millwork Holdings, Inc. | M&A | Undisclosed | Business Services |
| 18-Dec | Gladstone Land | Follow-on Offering | $18.20 | Real Estate, Lodging & Leisure |
| 18-Dec | Fluidigm Corp. | Follow-on Offering (CMPO) | $55.00 | Healthcare |
| 18-Dec | Diamond Reporting & Legal Video | M&A | Undisclosed | Business Services |
| 18-Nov | SJW Group | Follow-on Offering | $426.90 | Infrastructure |
| 18-Nov | Global Net Lease | Follow-on Offering | $80.80 | Real Estate, Lodging & Leisure |
| 18-Nov | Taiwan Liposome Company | Initial Public Offering | $21.80 | Healthcare |
| 18-Nov | Bain Capital Specialty Finance, Inc. | Initial Public Offering | $151.90 | Financial Institutions |
| 18-Nov | Braemar Hotels and Resorts, Inc. | Preferred Stock Offering | $40.00 | Real Estate, Lodging & Leisure |
| 18-Nov | Whitehorse Finance, Inc. | Debt Placement | $35.00 | Financial Institutions |
| 18-Nov | Gladstone Capital Corporation | Debt Placement | $57.50 | Financial Institutions |
| 18-Nov | Strategic Acquisitions | Debt Placement | $35.00 | Real Estate, Lodging & Leisure |
| 18-Oct | OFS Capital Corporation | Debt Placement | $46.00 | Financial Institutions |
| 18-Oct | KemPharm | Follow-on Offering (CMPO) | $104.20 | Healthcare |
| 18-Oct | Azure Power Global Ltd. | Follow-on Offering | $186.40 | Infrastructure |
| 18-Oct | Monmouth Real Estate Investment Corp | Follow-on Offering | $138.00 | Real Estate, Lodging & Leisure |
| 18-Oct | Select Income REIT | Follow-on Offering | $454.80 | Real Estate, Lodging & Leisure |
| 18-Oct | THL Credit Inc. | Debt Placement | $51.60 | Financial Institutions |
| 18-Oct | Clearwater Solutions | M&A | $41.90 | Infrastructure |
| 18-Sep | Aldeyra Therapeutics | Follow-on Offering | $72.20 | Healthcare |
| 18-Sep | Ashford Holdings | Follow-on Offering | $20.10 | Real Estate, Lodging & Leisure |
| 18-Sep | New Mountain Finance Corporation | Debt Placement | $57.50 | Financial Institutions |
| 18-Sep | Hercules Capital, Inc. | Debt Placement | $40.00 | Financial Institutions |
| 18-Sep | B. Riley Financial, Inc. | Debt Placement | $95.00 | Financial Institutions |
| 18-Sep | Monroe Capital Corporation | Debt Placement | $69.00 | Financial Institutions |
| 18-Sep | Agree Realty Corp. | Follow-on Offering | $193.20 | Real Estate, Lodging & Leisure |
| 18-Aug | Saratoga Investment Corporation | Debt Placement | $35.00 | Financial Institutions |
| 18-Aug | Global Net Lease | Follow-on Offering | $95.00 | Real Estate, Lodging & Leisure |
| 18-Aug | Gladstone Investment Corporation | Debt Placement | $74.80 | Financial Institutions |
| 18-Aug | Neogenomics | Follow-on Offering | $143.70 | Healthcare |
| 18-Aug | Community Healthcare Trust | Follow-on Offering | $100.00 | Real Estate, Lodging & Leisure |
| 18-Aug | TriplePoint Venture Growth BDC Corp. | Follow-on Offering | $89.10 | Financial Institutions |
| 18-Aug | CAI International | Preferred Stock Offering | $48.90 | Financial Institutions |
| 18-Jul | Global Partners LP | Preferred Stock Offering | Undisclosed | Infrastructure |
| 18-Jul | Professional Collection, LLC | M&A | Undisclosed | Business Services |
| 18-Jul | Unit Solutions LLC | Private Placement | Undisclosed | Business Services |
| 18-Jul | Cara Therapeutics, Inc. | Follow-on Offering (CMPO) | $98.30 | Healthcare |
| 18-Jul | STL Resource | M&A | Undisclosed | Infrastructure |
| 18-Jul | Saratoga Investment Corporation | Follow-on Offering | $28.80 | Financial Institutions |
| 18-Jul | Saratoga Investment Corporation | Follow-on Offering | $28.70 | Financial Institutions |
| 18-Jul | Professional Collection, LLC | M&A | Undisclosed | Business Services |
| 18-Jul | Unit Solutions LLC | Equity Placement | Undisclosed | Business Services |
| 18-Jun | CM Finance Inc. | Preferred Stock Offering | $25.00 | Financial Institutions |
| 18-Jun | Cimpress N.V. | Preferred Stock Offering | $400.00 | Basic Industries |
| 18-May | T2 Biosystems | Follow-on Offering | $52.60 | Healthcare |
| 18-May | Curo Group Holdings | Follow-on Offering | $115.00 | Financial Institutions |
| 18-May | B. Riley Financial, Inc. | Follow-on Offering | $87.00 | Financial Institutions |
| 18-May | uniQure | Follow-on Offering | $147.50 | Healthcare |
| 18-May | Permrock Royalty Trust | Initial Public Offering | $106.30 | Infrastructure |
| 18-Apr | Hercules Technology Growth Capital | Preferred Stock Offering | $75.00 | Financial Institutions |
| 18-Apr | OFS Capital Corporation | Preferred Stock Offering | $46.50 | Financial Institutions |
| 18-Apr | Compass Diversified Holdings | Preferred Stock Offering | $400.00 | Financial Institutions |
| 18-Apr | Paramount Capital Group* | M&A | Undisclosed | Business Services |
| 18-Mar | Landmark Infrastructure Partners LP | Preferred Stock Offering | $50.00 | Infrastructure |
| 18-Mar | Gladstone Land | Follow-on Offering | $14.20 | Real Estate, Lodging & Leisure |
| 18-Mar | CAI International | Preferred Stock Offering | $40.00 | Financial Institutions |
| 18-Mar | TPG Specialty Lending, Inc. | Follow-on Offering | $65.40 | Financial Institutions |
| 18-Mar | RGC Resources | Follow-on Offering | $16.10 | Infrastructure |
| 18-Mar | Compass Diversified Holdings | Preferred Stock Offering | $100.00 | Financial Institutions |
| 18-Feb | ION Geophysical Corporation | Follow-on Offering | $50.00 | Infrastructure |
| 18-Jan | Fidus Investment Corporation | Preferred Stock Offering | $40.00 | Financial Institutions |
| 18-Jan | Spark Energy, Inc. | Preferred Stock Offering | $50.00 | Infrastructure |
| 18-Jan | UMH Properties, Inc. | Preferred Stock Offering | $50.00 | Real Estate, Lodging & Leisure |
| 18-Jan | Hologic | Preferred Stock Offering | $1,000.00 | Healthcare |
| 18-Jan | Industrial Logistics Properties Trust | Initial Public Offering | $480.00 | Real Estate, Lodging & Leisure |
| 18-Jan | Great Elm Capital Group | Preferred Stock Offering | $40.00 | Financial Institutions |
| 18-Jan | Harvard Bioscience, Inc. | M&A | Undisclosed | Healthcare |
| 17-Dec | City Office REIT, Inc. | Follow-on Offering | $63.00 | Real Estate, Lodging & Leisure |
| 17-Dec | Capital Southwest Corp. | Preferred Stock Offering | $57.50 | Financial Institutions |
| 17-Dec | Unitil Corp. | Follow-on Offering | $28.90 | Infrastructure |
| 17-Dec | Curo Holdings Inc. | Initial Public Offering | $93.30 | Financial Institutions |
| 17-Nov | EPR Properties | Preferred Stock Offering | $150.00 | Real Estate, Lodging & Leisure |
| 17-Nov | Ashford Hospitality Trust | Preferred Stock Offering | $135.00 | Real Estate, Lodging & Leisure |
| 17-Oct | Pennant Park | Follow-on Offering | $84.90 | Financial Institutions |
| 17-Oct | RiverNorth Marketplace Lending Corp. | Preferred Stock Offering | $36.00 | Financial Institutions |
| 17-Oct | Hologic | Preferred Stock Offering | $350.00 | Healthcare |
| 17-Oct | Sotherly Hotes Inc. | Preferred Stock Offering | $30.00 | Real Estate, Lodging & Leisure |
| 17-Oct | Global Food Equipment Company | M&A | Undisclosed | Basic Industries |
| 17-Oct | Seaspan Corporation | Preferred Stock Offering | $80.00 | Infrastructure |
| 17-Oct | Sotherly Hotes Inc. | Preferred Stock Offering | $30.00 | Real Estate, Lodging & Leisure |
| 17-Sep | Global Net Lease | Preferred Stock Offering | $100.00 | Real Estate, Lodging & Leisure |
| 17-Sep | Great Elm Capital Group | Preferred Stock Offering | $28.40 | Financial Institutions |
| 17-Sep | KCAP Financial Inc. | Preferred Stock Offering | $17.70 | Financial Institutions |
| 17-Sep | Gladstone Capital Corporation | Preferred Stock Offering | $45.00 | Financial Institutions |
| 17-Sep | IREIT | Preferred Stock Offering | $100.00 | Real Estate, Lodging & Leisure |
| 17-Sep | Horizon Technology Finance Corp | Preferred Stock Offering | $32.50 | Financial Institutions |
| 17-Sep | T2 Biosystems | Follow-on Offering | $17.50 | Healthcare |
| 17-Sep | Tremont Mortgage Trust | Initial Public Offering | $50.00 | Real Estate, Lodging & Leisure |
| 17-Sep | Global Medical REIT | Preferred Stock Offering | $67.50 | Real Estate, Lodging & Leisure |
| 17-Sep | Gladstone Land | Follow-on Offering | $12.30 | Real Estate, Lodging & Leisure |
| 17-Aug | KCAP Financial Inc. | Preferred Stock Offering | $50.00 | Financial Institutions |
| 17-Aug | Stellus Capital Investment Corporation | Preferred Stock Offering | $42.50 | Financial Institutions |
| 17-Aug | Ashford Hospitality Trust | Preferred Stock Offering | $85.00 | Real Estate, Lodging & Leisure |
| 17-Aug | Harvest Capital Credit Corp | Preferred Stock Offering | $25.00 | Financial Institutions |
| 17-Aug | Agile Therapeutics, Inc. | Follow-on Offering | $20.00 | Healthcare |
| 17-Aug | Sodexo Inc.* | M&A | Undisclosed | Business Services |
| 17-Aug | Folcomer Equipment Corporation* | M&A | Undisclosed | Business Services |
| 17-Jul | Community Healthcare Trust | Follow-on Offering | $99.70 | Real Estate, Lodging & Leisure |
| 17-Jul | Gladstone Commercial Corporation | Follow-on Offering | $23.60 | Real Estate, Lodging & Leisure |
| 17-Jul | TriplePoint Venture Growth BDC Corp. | Preferred Stock Offering | $65.00 | Financial Institutions |
| 17-Jul | Global Search Associates* | M&A | Undisclosed | Business Services |
| 17-Jul | Reilly Sweeping Inc* | M&A | Undisclosed | Business Services |
| 17-Jul | Ethos Veterinary Health LLC* | Debt Placement | Undisclosed | Business Services |
| 17-Jun | UMH Properties, Inc. | Preferred Stock Offering | $125.00 | Financial Institutions |
| 17-Jun | Government Properties Income Trust | Follow-on Offering | $462.50 | Real Estate, Lodging & Leisure |
| 17-Jun | Repligen Corporation | Follow-on Offering | $120.00 | Healthcare |
| 17-Jun | Global Medical REIT | Follow-on Offering | $31.50 | Real Estate, Lodging & Leisure |
| 17-Jun | Fidus Investment Corporation | Follow-on Offering | $29.40 | Financial Institutions |
| 17-Jun | Plx Pharma | Follow-on Offering | $18.20 | Healthcare |
| 17-Jun | Agree Realty Corp. | Follow-on Offering | $98.00 | Real Estate, Lodging & Leisure |
| 17-Jun | Monroe Capital Corporation | Follow-on Offering | $42.80 | Financial Institutions |
| 17-Jun | Plymouth Industrial REIT | Initial Public Offering | $55.10 | Real Estate, Lodging & Leisure |
| 17-Jun | Fidelity Payment Services* | M&A | Undisclosed | Business Services |
| 17-May | Capitala Finance Corp. Cvt. | Preferred Stock Offering | $50.00 | Financial Institutions |
| 17-May | Alcentra Capital Corp. | Follow-on Offering | $34.20 | Financial Institutions |
| 17-May | Capitala Finance Corp. | Preferred Stock Offering | $70.00 | Financial Institutions |
| 17-May | Firsh Cash Pawn | Preferred Stock Offering | $300.00 | Financial Institutions |
| 17-May | Armada Hoffler Properties | Follow-on Offering | $89.70 | Real Estate, Lodging & Leisure |
| 17-May | Gladstone Investment Corporation | Follow-on Offering | $19.70 | Financial Institutions |
| 17-May | Antero Midstream GP LP | Follow-on Offering | $875.40 | Infrastructure |
| 17-Apr | Whitestone REIT | Follow-on Offering | $91.00 | Real Estate, Lodging & Leisure |
| 17-Apr | Stellus Capital Investment Corporation | Follow-on Offering | $38.80 | Financial Institutions |
| 17-Apr | New Mountain Finance Corporation | Follow-on Offering | $73.00 | Financial Institutions |
| 17-Apr | Maryland Aerospace, Inc.* | M&A | Undisclosed | Infrastructure |
| 17-Mar | Cara Therapeutics, Inc. | Follow-on Offering | $92.10 | Healthcare |
| 17-Mar | OFS Capital Corporation | Follow-on Offering | $51.00 | Financial Institutions |
| 17-Mar | Condor Hospitality Trust | Follow-on Offering | $50.10 | Real Estate, Lodging & Leisure |
| 17-Mar | Scorpio Tankers Inc. | Preferred Stock Offering | $50.00 | Infrastructure |
| 17-Mar | Spark Energy, Inc. | Preferred Stock Offering | $35.00 | Infrastructure |
| 17-Mar | Gladstone Land | Follow-on Offering | $19.10 | Real Estate, Lodging & Leisure |
| 17-Mar | Monmouth Real Estate Investment Corp | Preferred Stock Offering | $73.50 | Real Estate, Lodging & Leisure |
| 17-Mar | Braemar Hotels and Resorts, Inc. | Preferred Stock Offering | $39.90 | Real Estate, Lodging & Leisure |
| 17-Mar | Braemar Hotels and Resorts, Inc. | Follow-on Offering | $69.90 | Real Estate, Lodging & Leisure |
| 17-Mar | Realty Income Corporation | Follow-on Offering | $672.70 | Real Estate, Lodging & Leisure |
| 17-Feb | Triangle Capital Corporation | Follow-on Offering | $136.50 | Financial Institutions |
| 17-Feb | Pennant Park | Follow-on Offering | $70.40 | Financial Institutions |
| 17-Feb | Clipper Realty, Inc | Initial Public Offering | $77.00 | Real Estate, Lodging & Leisure |
| 17-Jan | Just Energy | Preferred Stock Offering | $100.00 | Infrastructure |
| 17-Jan | Independent Printing | M&A | Undisclosed | Basic Industries |
| 17-Jan | Bluerock Residential Growth REIT | Follow-on Offering | $60.50 | Real Estate, Lodging & Leisure |
| 17-Jan | City Office REIT, Inc. | Follow-on Offering | $71.30 | Real Estate, Lodging & Leisure |
| 17-Jan | Network Media Partners, Inc.* | M&A | Undisclosed | Business Services |
| 16-Dec | PLx Pharma | Reverse Merger | Undisclosed | Healthcare |
| 16-Dec | World Wrestling Entertainment, Inc. | Convertible Bond | $215.00 | Basic Industries |
| 16-Dec | Recro Pharma | Follow-on Offering | $40.00 | Healthcare |
| Dec-16 | Compass Diversified Holdings | Follow-on Offering | $104.40 | Financial Institutions |
| Dec-16 | Veterinary Specialty Hospital* | Debt Placement | Undisclosed | Business Services |
| Dec-16 | Ethos Veterinary Health LLC* | Debt Placement | Undisclosed | Business Services |
| Nov-16 | Farmland Partners Inc. | Follow-on Offering | $34.90 | Real Estate, Lodging & Leisure |
| 16-Nov | Fidus Investment Corporation | Follow-on Offering | $46.60 | Financial Institutions |
| 16-Nov | THL Credit Inc. | Debt Offering | $22.00 | Financial Institutions |
| 16-Nov | Hersha Hospitality Trust | Preferred Stock Offering | $100.00 | Real Estate, Lodging & Leisure |
| 16-Nov | Garda Background Screening Solutions* | M&A | Undisclosed | Business Services |
| 16-Nov | Project Jupiter* | M&A | Undisclosed | Business Services |
| 16-Oct | Collegium Pharmaceuticals | Follow-on Offering | $80.00 | Healthcare |
| 16-Oct | Gladstone Capital Corporation | Follow-on Offering | $17.30 | Financial Institutions |
| 16-Oct | Agree Realty Corp. | Follow-on Offering | $86.20 | Real Estate, Lodging & Leisure |
| 16-Oct | New Mountain Finance Corporation | Follow-on Offering | $68.80 | Financial Institutions |
| 16-Oct | People's United Financial | Preferred Stock Offering | $250.00 | Financial Institutions |
| 16-Oct | Nektar Therapeutics | Follow-on Offering | $201.80 | Healthcare |
| 16-Oct | Great Elm Capital Group | Rights Offering | $45.00 | Financial Institutions |
| 16-Oct | Landmark Infrastructure Partners LP | Follow-on Offering | $56.20 | Infrastructure |
| Oct-16 | Ashford Hospitality Trust | Preferred Stock Offering | $155.00 | Real Estate, Lodging & Leisure |
| Oct-16 | Bluerock Residential Growth REIT | Preferred Stock Offering | $67.50 | Real Estate, Lodging & Leisure |
| Sept-16 | City Office REIT, Inc. | Preferred Stock Offering | $100.00 | Real Estate, Lodging & Leisure |
| Sept-16 | Chesapeake Utilities | Follow-on Offering | $52.00 | Infrastructure |
| Sept-16 | Gladstone Investment Corporation | Preferred Stock Offering | $57.50 | Financial Institutions |
| Sept-16 | Monmouth Real Estate Investment Corp | Preferred Stock Offering | $130.00 | Real Estate, Lodging & Leisure |
| 16-Aug | Sotherly Hotes Inc. | Preferred Stock Offering | $40.30 | Financial Institutions |
| 16-Aug | Recro Pharma | Follow-on Offering | $14.90 | Healthcare |
| 16-Aug | Hospitality Properties Trust | Follow-on Offering | $389.00 | Financial Institutions |
| 16-Aug | Gladstone Land | Preferred Stock Offering | $28.80 | Real Estate, Lodging & Leisure |
| 16-Aug | Seaspan Corporation | Preferred Stock Offering | $225.00 | Infrastructure |
| 16-Aug | Landmark Infrastructure Partners LP | Preferred Unit Offering | $46.00 | Infrastructure |
| 16-Jul | Triangle Capital Corporation | Follow-on Offering | $134.20 | Financial Institutions |
| 16-Jul | Monroe Capital Corporation | Follow-on Offering | $55.30 | Financial Institutions |
| 16-Jul | Dominion Resources Inc | Debt Offering | $800.00 | Infrastructure |
| 16-Jul | Bluerock Residential Growth REIT | Preferred Stock Offering | $57.50 | Real Estate, Lodging & Leisure |
| 16-Jul | Ashford Hospitality Trust | Preferred Stock Offering | $120.00 | Financial Institutions |
| 16-Jul | LifeBridge Health* | M&A | Undisclosed | Business Services |
| 16-Jul | LifeBridge Health* | M&A | Undisclosed | Business Services |
| 16-Jul | Geemacher, LLC* | M&A | Undisclosed | Infrastructure |
| 16-Jun | Water-Jel Techonologies | M&A | Undisclosed | Infrastructure |
| 16-Jun | Hercules Technology Growth Capital | Debt Offering | $69.00 | Financial Institutions |
| 16-Jun | Innocoll Holdings PLC | Follow-on Offering | $40.10 | Healthcare |
| 16-Jun | Seaspan Corporation | Preferred Stock Offering | $115.00 | Infrastructure |
| 16-Jun | Flexion Therapeutics | Follow-on Offering | $83.00 | Healthcare |
| 16-Jun | Processing.com* | M&A | Undisclosed | Business Services |
| 16-Jun | Cottingham Consulting* | M&A | Undisclosed | Business Services |
| 16-May | Hersha Hospitality Trust | Preferred Stock Offering | $192.50 | Financial Institutions |
| 16-May | Seaspan Corporation | Follow-on Offering | $99.50 | Infrastructure |
| 16-May | Gladstone Commercial Corporation | Preferred Stock Offering | $26.10 | Real Estate, Lodging & Leisure |
| 16-May | Repligen Corporation | Debt Offering | $310.00 | Financial Institutions |
| 16-May | American Homes 4 Rent | Preferred Stock Offering | $258.80 | Financial Institutions |
| 16-May | Government Properties Income Trust | Debt Offering | $310.00 | Financial Institutions |
| 16-May | South Jersey Industries | Follow-on Offering | $211.30 | Infrastructure |
| 16-May | PTC Inc. | Debt Offering | $500.00 | Business Services |
| 16-May | Agree Realty Corp. | Follow-on Offering | $114.30 | Real Estate, Lodging & Leisure |
| 16-Apr | Hercules Technology Growth Capital | Debt Offering | $65.40 | Financial Institutions |
| 16-Apr | StoneMor Partners LP | Follow-on Offering | $47.30 | Infrastructure |
| 16-Apr | Medallion Financial Corp | Debt Offering | $30.00 | Financial Institutions |
| 16-Apr | Community Healthcare Trust | Follow-on Offering | $91.90 | Financial Institutions |
| 16-Mar | City Office REIT, Inc. | Follow-on Offering | $91.80 | Real Estate, Lodging & Leisure |
| 16-Mar | Landmark Infrastructure Partners LP | Debt Offering | $20.00 | Infrastructure |
| 16-Mar | Spark Energy, Inc. | Follow-on Offering | $31.10 | Infrastructure |
| 16-Mar | National Retail Properties, Inc. | At-the-Market Offering | $500.00 | Financial Institutions |
| 16-Feb | BofI Holdings | Debt Offering | $51.00 | Financial Institutions |
| 16-Feb | Senior Housing Properties Trust | Debt Offering | $250.00 | Financial Institutions |
| 16-Feb | Landmark Infrastructure Partners LP | At-the-Market Offering | $50.00 | Infrastructure |
| 16-Jan | Agile Therapeutics, Inc. | Follow-on Offering | $40.30 | Healthcare |
| 16-Jan | Collegium Pharmaceuticals | Follow-on Offering | $55.00 | Healthcare |
| 16-Jan | Environmental Disposal Corp. | M&A | Undisclosed | Infrastructure |
| 15-Dec | Medley Capital Corp. | Debt Offering | $74.00 | Financial Institutions |
| 15-Dec | Gladstone Land | Follow-on Offering | $7.90 | Real Estate, Lodging & Leisure |
| 15-Dec | Multi-Flow Industries | M&A | Undisclosed | Infrastructure |
| 15-Dec | THL Credit Inc. | Debt Offering | $35.00 | Financial Institutions |
| 15-Dec | Codorus Valley Bancorp | Follow-on Offering | $34.50 | Financial Institutions |
| 15-Dec | Armada Hoffler Properties | Follow-on Offering | $36.90 | Financial Institutions |
| 15-Nov | StoneMor Partners LP | At-the-Market Offering | $100.00 | Infrastructure |
| 15-Nov | Horace Mann Educators Corporation | Debt Offering | $250.00 | Financial Institutions |
| 15-Nov | Poole Landscaping Inc.* | M&A | Undisclosed | Business Services |
| 15-Oct | BCB Bancorp Inc | Follow-on Offering | $27.60 | Financial Institutions |
| 15-Oct | Gladstone Capital Corporation | Follow-on Offering | $19.70 | Financial Institutions |
| 15-Oct | American Farmland Company | Initial Public Offering | $48.00 | Financial Institutions |
| 15-Oct | Bluerock Residential Growth REIT | Preferred Stock Offering | $71.90 | Real Estate, Lodging & Leisure |
| 15-Oct | Cancer Genetics | M&A | $13.40 | Healthcare |
| 15-Sep | New Mountain Finance Corporation | Follow-on Offering | $81.30 | Financial Institutions |
| 15-Sep | Breathe America Inc.* | Debt Placement | Undisclosed | Business Services |
| 15-Jul | TriplePoint Venture Growth BDC Corp. | Debt Offering | $54.60 | Financial Institutions |
| 15-Jul | GI Plastek | M&A | Undisclosed | Infrastructure |
| 15-Jul | Sutron Corporation | M&A | $39.00 | Infrastructure |
| 15-Jul | Cara Therapeutics, Inc. | Follow-on Offering | $80.50 | Healthcare |
| 15-Jul | vTv Therapeutics Inc. | Initial Public Offering | $117.20 | Healthcare |
| 15-Jul | Genesis Energy LP | Follow-on Offering | $453.00 | Infrastructure |
| 15-Jul | Trovagene, Inc. | Follow-on Offering | $40.30 | Healthcare |
| 15-Jul | Farmland Partners Inc. | Follow-on Offering | $37.00 | Financial Institutions |
| 15-Jul | Recro Pharma | Private Placement | $16.00 | Healthcare |
| 15-Jul | Tonix Pharmaceuticals | Follow-on Offering | $20.10 | Healthcare |
| 15-Jul | StoneMor Partners LP | Follow-on Offering | $71.60 | Infrastructure |
| 15-Jun | Sutron Corporation | M&A Fairness Opinion | $39.00 | Infrastructure |
| 15-Jun | Azure Midstream Partners LP | Follow-on Offering | $50.90 | Infrastructure |
| 15-Jun | CrossAmerica Partners LP | Follow-on Offering | $151.20 | Infrastructure |
| 15-Jun | Amicus Therapeutics | Follow-on Offering | $258.70 | Healthcare |
| 15-Jun | Baysaver Technologies, Inc.* | M&A | Undisclosed | Infrastructure |
| 15-Jun | Aeras* | M&A | Undisclosed | Healthcare |
| 15-May | Community Healthcare Trust | Initial Public Offering | $136.60 | Financial Institutions |
| 15-May | Diana Shipping Inc. | Debt Offering | $63.30 | Infrastructure |
| 15-May | Bluerock Residential Growth REIT | Follow-on Offering | $82.50 | Real Estate, Lodging & Leisure |
| 15-May | LINN Energy | Follow-on Offering | $188.60 | Infrastructure |
| 15-May | EnerBank USA | M&A | $55.20 | Financial Institutions |
| 15-May | Landmark Infrastructure Partners LP | Follow-on Offering | $50.30 | Infrastructure |
| 15-May | Gladstone Land | Follow-on Offering | $14.90 | Real Estate, Lodging & Leisure |
| 15-May | Customers Bancorp | Preferred Stock Offering | $57.50 | Financial Institutions |
| 15-May | Aldeyra Therapeutics | Follow-on Offering | $21.00 | Healthcare |
| 15-May | Good Times Restaurants Inc. | M&A | $21.00 | Consumer & Retail |
| 15-May | Gladstone Investment Corporation | Preferred Stock Offering | $40.30 | Financial Institutions |
| 15-May | New Source Energy Partners | Preferred Stock Offering | $48.30 | Infrastructure |
| 15-May | Good Times Restaurants Inc. | Follow-on Offering | $22.70 | Consumer & Retail |
| 15-Apr | Advaxis, Inc. | Follow-on Offering | $61.20 | Healthcare |
| 15-Apr | Alkota Cleaning Systems | M&A | Undisclosed | Infrastructure |
| 15-Apr | Good Times Restaurants Inc. | M&A Fairness Opinion | $21.00 | Consumer & Retail |
| 15-Apr | Monroe Capital Corporation | Follow-on Offering | $41.80 | Financial Institutions |
| 15-Apr | Genesis Energy LP | Follow-on Offering | $204.30 | Infrastructure |
| 15-Apr | Raptor Pharmaceuticals Corp. | Follow-on Offering | $98.30 | Healthcare |
| 15-Mar | Novavax Inc. | Follow-on Offering | $201.20 | Healthcare |
| 15-Mar | Hercules Technology Growth Capital | Follow-on Offering | $103.50 | Financial Institutions |
| 15-Mar | Garrison Capital Inc. | Follow-on Offering | $12.90 | Financial Institutions |
| 15-Mar | Gladstone Investment Corporation | Follow-on Offering | $28.10 | Financial Institutions |
| 15-Mar | Recro Pharma | M&A Fairness Opinion | $170.00 | Healthcare |
| 15-Mar | Commissions, Inc.* | M&A | Undisclosed | Business Services |
| 15-Mar | Celebrity Limousine Service, Inc.* | Debt Placement | Undisclosed | Business Services |
| 15-Mar | CyberSpa LLC* | Equity Placement | Undisclosed | Technology & Software |
| 15-Feb | Trovagene, Inc. | Follow-on Offering | $23.00 | Healthcare |
| 15-Feb | Senior Housing Properties Trust | Follow-on Offering | $689.30 | Financial Institutions |
| 15-Feb | Tonix Pharmaceuticals | Follow-on Offering | $31.10 | Healthcare |
| 15-Feb | Triangle Capital Corporation | Debt Offering | $86.30 | Financial Institutions |
| 15-Jan | Harvest Capital Credit Corp | Debt Offering | $27.50 | Financial Institutions |
| 15-Jan | High Pressure Equipment Company | M&A | $160.00 | Infrastructure |
| 15-Jan | Bluerock Residential Growth REIT | Follow-on Offering | $57.50 | Real Estate, Lodging & Leisure |
| 14-Dec | Rice Midstream Partners LP | Initial Public Offering | $474.40 | Infrastructure |
| 14-Dec | Flexion Therapeutics | Follow-on Offering | $98.50 | Healthcare |
| 14-Dec | TravelCenters of America LLC | Debt Offering | $120.00 | Financial Institutions |
| 14-Dec | City Office REIT, Inc. | Follow-on Offering | $53.30 | Real Estate, Lodging & Leisure |
| 14-Dec | Ainsworth Pet Nutrition | M&A | Undisclosed | Consumer & Retail |
| 14-Dec | BDB Payroll Services* | M&A | Undisclosed | Business Services |
| 14-Dec | Virginia Transformer Corporation* | M&A | Undisclosed | Infrastructure |
| 14-Dec | Earbits, Inc.* | M&A | Undisclosed | Business Services |
| 14-Nov | Peak Resorts | Initial Public Offering | $90.00 | Financial Institutions |
| 14-Nov | Amicus Therapeutics | Follow-on Offering | $103.50 | Healthcare |
| 14-Nov | CTI Biopharma | Preferred Stock Offering | $35.00 | Healthcare |
| 14-Nov | Landmark Infrastructure Partners LP | Initial Public Offering | $52.30 | Infrastructure |
| 14-Nov | Compass Diversified Holdings | Follow-on Offering | $105.00 | Financial Institutions |
| 14-Nov | Antero Midstream Partners LP | Initial Public Offering | $1,150.00 | Infrastructure |
| 14-Nov | Gladstone Investment Corporation | Preferred Stock Offering | $36.00 | Financial Institutions |
| 14-Nov | Markel Corporation | M&A | Undisclosed | Infrastructure |
| 14-Oct | Fifth Street Asset Management | Initial Public Offering | $102.00 | Financial Institutions |
| 14-Oct | Scorpio Tankers Inc. | Debt Offering | $51.80 | Infrastructure |
| 14-Oct | New Mountain Finance Corporation | Follow-on Offering | $72.70 | Financial Institutions |
| 14-Oct | USD Partners LP | Initial Public Offering | $155.00 | Infrastructure |
| 14-Oct | Breitburn Energy Partners LP | Follow-on Offering | $261.00 | Infrastructure |
| 14-Oct | Bluerock Residential Growth REIT | Follow-on Offering | $36.10 | Real Estate, Lodging & Leisure |
| 14-Oct | Legacy Reserves LP | Follow-on Offering | $314.90 | Infrastructure |
| 14-Oct | JP Energy Partners | Initial Public Offering | $275.00 | Infrastructure |
| 14-Oct | Cowen Group, Inc. | Debt Offering | $55.00 | Financial Institutions |
| 14-Oct | Tower 16, Inc. and SCE, Inc.* | M&A | Undisclosed | Business Services |
| 14-Oct | Henry's Wrecker Services LLC* | Debt Placement | Undisclosed | Business Services |
| 14-Oct | Ads Direct Media* | Debt Placement | Undisclosed | Business Services |
| 14-Oct | Hirease, Inc.* | M&A | Undisclosed | Business Services |
| 14-Sep | BurgaFlex North America, Inc. | M&A | Undisclosed | Infrastructure |
| 14-Sep | Atlas Resource Partners | Preferred Stock Offering | $75.00 | Infrastructure |
| 14-Sep | Gladstone Land | Follow-on Offering | $14.10 | Real Estate, Lodging & Leisure |
| 14-Sep | Genesis Energy LP | Follow-on Offering | $233.30 | Infrastructure |
| 14-Sep | Tokai Pharmaceuticals | Initial Public Offering | $105.30 | Healthcare |
| 14-Sep | Lehigh Gas Partners LP | Follow-on Offering | $140.70 | Infrastructure |
| 14-Sep | Vanguard Natural Resources | Preferred Stock Offering | $100.00 | Infrastructure |
| 14-Sep | Brandywine Realty Trust | Debt Offering | $500.00 | Real Estate, Lodging & Leisure |
| 14-Sep | Scorpio Tankers Inc. | Debt Offering | $73.60 | Infrastructure |
| 14-Sep | Armada Hoffler Properties | Follow-on Offering | $45.30 | Financial Institutions |
| 14-Sep | Physicians Realty Trust | Follow-on Offering | $133.00 | Real Estate, Lodging & Leisure |
| 14-Aug | Medley Capital Corp. | Follow-on Offering | $65.10 | Financial Institutions |
| 14-Aug | Fifth Street Floating Rate Corporation | Follow-on Offering | $294.30 | Financial Institutions |
| 14-Aug | Triangle Capital Corporation | Follow-on Offering | $132.80 | Financial Institutions |
| 14-Aug | T2 Biosystems | Initial Public Offering | $65.80 | Healthcare |
| 14-Aug | Roomtag, LLC* | M&A | Undisclosed | Business Services |
| 14-Jul | Federated National Holding Company | Follow-on Offering | $46.00 | Financial Institutions |
| 14-Jul | Marinus Pharmacueticals | Initial Public Offering | $46.10 | Healthcare |
| 14-Jul | Spark Energy, Inc. | Follow-on Offering | $54.00 | Infrastructure |
| 14-Jul | Farmland Partners Inc. | Follow-on Offering | $46.50 | Financial Institutions |
| 14-Jul | MeetMe, Inc. | Follow-on Offering | $11.50 | Technology & Software |
| 14-Jul | Garrison Capital Inc. | Follow-on Offering | $29.00 | Financial Institutions |
| 14-Jul | CatchMark Timber Trust, Inc. | Follow-on Offering | $146.90 | Financial Institutions |
| 14-Jul | Hercules Technology Growth Capital | Debt Offering | $100.00 | Financial Institutions |
| 14-Jul | Adcor Packaging Group, LLC* | M&A | Undisclosed | Infrastructure |
| 14-Jun | Kona Grill, Inc. | Follow-on Offering | $42.60 | Consumer & Retail |
| 14-Jun | Materialise NV | Initial Public Offering | $110.40 | Infrastructure |
| 14-Jun | Retail Opportunity Investments Corp. | Follow-on Offering | $186.90 | Financial Institutions |
| 14-Jun | Capitala Finance Corp. | Preferred Stock Offering | $100.00 | Financial Institutions |
| 14-Jun | Gladstone Commercial Corporation | Follow-on Offering | $23.80 | Real Estate, Lodging & Leisure |
| 14-May | StoneMor Partners LP | Follow-on Offering | $61.50 | Infrastructure |
| 14-May | Agile Therapeutics, Inc. | Initial Public Offering | $55.00 | Healthcare |
| 14-May | American Realty Capital Properties | Follow-on Offering | $1,656.00 | Real Estate, Lodging & Leisure |
| 14-May | Atlas Financial Holdings | Follow-on Offering | $27.00 | Financial Institutions |
| 14-May | Physicians Realty Trust | Follow-on Offering | $158.10 | Real Estate, Lodging & Leisure |
| 14-May | Breitburn Energy Partners LP | Preferred Stock Offering | $175.00 | Infrastructure |
| 14-May | Select Income REIT | Follow-on Offering | $261.00 | Real Estate, Lodging & Leisure |
| 14-May | Gladstone Capital Corporation | Preferred Stock Offering | $61.00 | Financial Institutions |
| 14-May | Senesco Technologies | M&A | Undisclosed | Healthcare |
| 14-May | Scorpio Tankers Inc. | Debt Offering | $53.80 | Infrastructure |
| 14-Apr | Stellus Capital Investment Corporation | Debt Offering | $25.00 | Financial Institutions |
| 14-Apr | Medley Capital Corp. | Follow-on Offering | $79.50 | Financial Institutions |
| 14-Apr | New Source Energy Partners | Follow-on Offering | $80.20 | Infrastructure |
| 14-Apr | LogiStar Solutions | M&A | Undisclosed | Business Services |
| 14-Apr | Senior Housing Properties Trust | Follow-on Offering | $337.70 | Financial Institutions |
| 14-Apr | City Office REIT, Inc. | Initial Public Offering | $82.30 | Real Estate, Lodging & Leisure |
| 14-Apr | Ecochlor, Inc. | Private Placement | $10.00 | Infrastructure |
| 14-Apr | Arthur J. Gallagher & Co. | Follow-on Offering | $945.00 | Financial Institutions |
| 14-Apr | Legacy Reserves LP | Preferred Stock Offering | $57.50 | Infrastructure |
| 14-Apr | New Mountain Finance Corporation | Follow-on Offering | $50.10 | Financial Institutions |
| 14-Apr | Main Street Capital Corporation | Follow-on Offering | $126.00 | Financial Institutions |
| 14-Apr | Massive Interactive* | M&A Fairness Opinion | Undisclosed | Business Services |
| 14-Mar | Seaspan Corporation | Debt Offering | $345.00 | Infrastructure |
| 14-Mar | Realty Income Corporation | Follow-on Offering | $551.40 | Real Estate, Lodging & Leisure |
| 14-Mar | TPG Specialty Lending, Inc. | Initial Public Offering | $112.00 | Financial Institutions |
| 14-Mar | Vanguard Natural Resources | Preferred Stock Offering | $175.00 | Infrastructure |
| 14-Feb | PDL BioPharma, Inc. | Debt Offering | $300.00 | Healthcare |
| 14-Feb | Flexion Therapeutics | Initial Public Offering | $74.80 | Healthcare |
| 14-Feb | StoneMor Partners LP | Follow-on Offering | $48.90 | Infrastructure |
| 14-Feb | Egalet Corp. | Initial Public Offering | $58.00 | Healthcare |
| 14-Feb | LORD Corporation* | M&A | Undisclosed | Infrastructure |
| 14-Jan | Medley Capital Corp. | Follow-on Offering | $96.60 | Financial Institutions |
| 14-Jan | Cara Therapeutics, Inc. | Initial Public Offering | $63.30 | Healthcare |
| 14-Jan | Emergent Biosolutions Inc | Debt Offering | $250.00 | Healthcare |
| 14-Jan | Cypress Energy Partners LP | Initial Public Offering | $86.30 | Infrastructure |
| 14-Jan | Virtusa Corp. | Follow-on Offering | $79.40 | Business Services |
| 13-Dec | Nicholas Financial, Inc. | M&A | Undisclosed | Financial Institutions |
| 13-Dec | Radiant Logistics, Inc. | Preferred Stock Offering | $21.00 | Business Services |
| 13-Dec | CatchMark Timber Trust, Inc. | Initial Public Offering | $142.10 | Financial Institutions |
| 13-Dec | Pinnacle Foods Inc. | Follow-on Offering | $523.00 | Consumer & Retail |
| 13-Dec | TravelCenters of America LLC | Follow-on Offering | $69.10 | Financial Institutions |
| 13-Dec | Lehigh Gas Partners LP | Follow-on Offering | $95.90 | Infrastructure |
| 13-Dec | Physicians Realty Trust | Follow-on Offering | $109.80 | Real Estate, Lodging & Leisure |
| 13-Dec | Western Gas Partners | Follow-on Offering | $295.20 | Infrastructure |
| 13-Nov | Federated National Holding Company | Follow-on Offering | $29.00 | Financial Institutions |
| 13-Nov | Gladstone Commercial Corporation | Follow-on Offering | $25.00 | Real Estate, Lodging & Leisure |
| 13-Nov | Lease Corporation of America Group | M&A | Undisclosed | Financial Institutions |
| 13-Nov | Breitburn Energy Partners LP | Follow-on Offering | $345.70 | Infrastructure |
| 13-Nov | DURECT Corporation | Follow-on Offering | $11.50 | Healthcare |
| 13-Nov | Hospitality Properties Trust | Follow-on Offering | $273.70 | Financial Institutions |
| 13-Nov | Kite Realty Group Trust | Follow-on Offering | $226.70 | Real Estate, Lodging & Leisure |
| 13-Nov | McShea & Company, Inc.* | M&A | Undisclosed | Business Services |
| 13-Oct | Gas Natural Inc. | Follow-on Offering | $11.30 | Infrastructure |
| 13-Oct | F.N.B. Corporation | Preferred Stock Offering | $110.90 | Financial Institutions |
| 13-Oct | Gastar Exploration, Inc. | Preferred Stock Offering | $53.50 | Infrastructure |
| 13-Oct | Sprague Resources LP | Initial Public Offering | $153.00 | Infrastructure |
| 13-Oct | New Mountain Finance Corporation | Follow-on Offering | $98.90 | Financial Institutions |
| 13-Sep | New Century Bancorp, Inc. | M&A | $31.10 | Financial Institutions |
| 13-Sep | Capitala Finance Corp. | Initial Public Offering | $80.00 | Financial Institutions |
| 13-Sep | NGL Energy Partners | Follow-on Offering | $132.80 | Infrastructure |
| 13-Sep | Pacific Coast Oil Trust | Follow-on Offering | $230.90 | Infrastructure |
| 13-Sep | Genesis Energy LP | Follow-on Offering | $273.20 | Infrastructure |
| 13-Sep | Medley Capital Corp. | Follow-on Offering | $89.70 | Financial Institutions |
| 13-Aug | Miro Capital | Financial Advisory | Undisclosed | Financial Institutions |
| 13-Aug | Goodrich Petroleum Corp. | Preferred Stock Offering | $120.00 | Infrastructure |
| 13-Aug | Main Street Capital Corporation | Follow-on Offering | $136.90 | Financial Institutions |
| 13-Aug | Rose Rock Midstream | Follow-on Offering | $158.80 | Infrastructure |
| 13-Aug | QEP Midstream Partners | Initial Public Offering | $483.00 | Infrastructure |
| 13-Aug | Mosaic Technologies Group* | Debt Restructuring | Undisclosed | Business Services |
| 13-Jul | dELiA*s | Private Placement | $21.80 | Consumer & Retail |
| 13-Jul | dELiA*s | Follow-on Offering | $15.80 | Consumer & Retail |
| 13-Jul | Marlin Midstream | Initial Public Offering | $137.50 | Infrastructure |
| 13-Jul | Onconova Therapeutics | Initial Public Offering | $89.10 | Healthcare |
| 13-Jul | Customers Bancorp | Debt Offering | $63.30 | Financial Institutions |
| 13-Jul | Physicians Realty Trust | Initial Public Offering | $135.20 | Real Estate, Lodging & Leisure |
| 13-Jul | Monroe Capital Corporation | Follow-on Offering | $59.40 | Financial Institutions |
| 13-Jul | PennantPark Floating Rate Capital | Follow-on Offering | $65.20 | Financial Institutions |
| 13-Jul | INTL FCStone Inc | Debt Offering | $45.50 | Business Services |
| 13-Jul | Gas Natural Inc. | Follow-on Offering | $17.30 | Infrastructure |
| 13-Jul | NGL Energy Partners | Follow-on Offering | $300.20 | Infrastructure |
| 13-Jul | AmeriGas | Follow-on Offering | $357.00 | Infrastructure |
| 13-Jul | Baysaver Technologies, Inc.* | M&A | Undisclosed | Infrastructure |
| 13-Jun | Select Income REIT | Follow-on Offering | $296.60 | Real Estate, Lodging & Leisure |
| 13-Jun | Rexnord Holdings | Follow-on Offering | $119.60 | Infrastructure |
| 13-Jun | Gladstone Commercial Corporation | Follow-on Offering | $24.80 | Real Estate, Lodging & Leisure |
| 13-Jun | Intercept Pharmaceuticals | Follow-on Offering | $65.70 | Healthcare |
| 13-Jun | New Mountain Finance Corporation | Follow-on Offering | $87.30 | Financial Institutions |
| 13-Jun | Vanguard Natural Resources | Preferred Stock Offering | $63.00 | Infrastructure |
| 13-Jun | Alloy, a division of dELiA*s | M&A | Undisclosed | Consumer & Retail |
| 13-Jun | Luzerne National Bank Corp. | M&A | $42.60 | Financial Institutions |
| 13-May | Boardwalk Pipeline Partners | Follow-on Offering | $381.00 | Infrastructure |
| 13-May | Callon Petroleum Company | Preferred Stock Offering | $75.00 | Infrastructure |
| 13-May | National Retail Properties, Inc. | Preferred Stock Offering | $250.00 | Financial Institutions |
| 13-May | Cyclacel Pharmaceuticals, Inc. | Follow-on Offering | $20.50 | Healthcare |
| 13-May | Mariner Finance | M&A | Undisclosed | Financial Institutions |
| 13-May | Pike Electric | Follow-on Offering | $92.00 | Infrastructure |
| 13-May | Western Gas Partners | Follow-on Offering | $429.20 | Infrastructure |
| 13-May | Trade Street Residential | Initial Public Offering | $62.50 | Financial Institutions |
| 13-May | Armada Hoffler Properties | Initial Public Offering | $218.50 | Financial Institutions |
| 13-May | Harvest Capital Credit Corp | Initial Public Offering | $51.00 | Financial Institutions |
| 13-May | Pennsylvania Real Estate Investment Trust | Follow-on Offering | $230.00 | Real Estate, Lodging & Leisure |
| 13-Apr | Gladstone Commercial Corporation | Follow-on Offering | $20.80 | Real Estate, Lodging & Leisure |
| 13-Apr | Medley Capital Corp. | Follow-on Offering | $66.00 | Financial Institutions |
| 13-Apr | Ashtead Technology* | M&A | Undisclosed | Business Services |
| 13-Mar | SJW Group | Follow-on Offering | $37.70 | Infrastructure |
| 13-Mar | Access Midstream Partners | Follow-on Offering | $412.60 | Infrastructure |
| 13-Mar | Pinnacle Foods Inc. | Initial Public Offering | $580.00 | Consumer & Retail |
| 13-Mar | Garrison Capital Inc. | Initial Public Offering | $80.00 | Financial Institutions |
| 13-Mar | California Water Service Group | Follow-on Offering | $110.70 | Infrastructure |
| 13-Mar | PennantPark Floating Rate Capital | Follow-on Offering | $42.00 | Financial Institutions |
| 13-Mar | StoneMor Partners LP | Follow-on Offering | $35.50 | Infrastructure |
| 13-Mar | New Mountain Finance Corporation | Follow-on Offering | $85.80 | Financial Institutions |
| 13-Mar | Hospitality Properties Trust | Follow-on Offering | $357.70 | Financial Institutions |
| 13-Mar | Chef's Catalog | M&A | Undisclosed | Consumer & Retail |
| 13-Mar | Medley Capital Corp. | Debt Offering | $60.00 | Financial Institutions |
| 13-Mar | Sun Communities, Inc. | Follow-on Offering | $260.20 | Financial Institutions |
| 13-Mar | Government Properties Income Trust | Follow-on Offering | $250.70 | Financial Institutions |
| 13-Mar | BankUnited | Follow-on Offering | $569.10 | Financial Institutions |
| 13-Mar | Twistage | M&A | Undisclosed | Business Services |
| 13-Feb | Commonwealth REIT | Follow-on Offering | $655.50 | Real Estate, Lodging & Leisure |
| 13-Feb | Express Financial Services | M&A | Undisclosed | Financial Institutions |
| 13-Feb | Limoneira Company | Follow-on Offering | $38.30 | Consumer & Retail |
| 13-Feb | WNS Holdings | Follow-on Offering | $185.10 | Business Services |
| 13-Feb | New Source Energy Partners | Initial Public Offering | $85.00 | Infrastructure |
| 13-Feb | Breitburn Energy Partners LP | Follow-on Offering | $296.90 | Infrastructure |
| 13-Feb | KCAP Financial Inc. | Follow-on Offering | $46.20 | Financial Institutions |
| 13-Jan | Vanguard Natural Resources | Follow-on Offering | $256.20 | Infrastructure |
| 13-Jan | Gladstone Land | Initial Public Offering | $56.70 | Real Estate, Lodging & Leisure |
| 13-Jan | Senior Housing Properties Trust | Follow-on Offering | $273.70 | Financial Institutions |
| 13-Jan | PennantPark Investment Corporation | Debt Offering | $67.50 | Financial Institutions |
| 13-Jan | Crosstex Energy Services | Follow-on Offering | $130.70 | Infrastructure |
| 13-Jan | TravelCenters of America LLC | Debt Offering | $100.00 | Financial Institutions |
| 12-Dec | Global Packaging USA Corporation | M&A Fairness Opinion | Undisclosed | Infrastructure |
| 12-Dec | Access Midstream Partners | Follow-on Offering | $591.60 | Infrastructure |
| 12-Dec | Brandywine Realty Trust | Debt Offering | $250.00 | Real Estate, Lodging & Leisure |
| 12-Dec | Connecticut Water Services | Follow-on Offering | $49.60 | Infrastructure |
| 12-Dec | Main Street Capital Corporation | Follow-on Offering | $80.50 | Financial Institutions |
| 12-Dec | QR Energy | Follow-on Offering | $224.10 | Infrastructure |
| 12-Dec | Western Gas Partners | Initial Public Offering | $434.70 | Infrastructure |
| 12-Dec | Select Income REIT | Follow-on Offering | $193.20 | Real Estate, Lodging & Leisure |
| 12-Dec | Fifth Street Finance Corp | Follow-on Offering | $157.30 | Financial Institutions |
| 12-Dec | Summit Hotel Properties, Inc | Preferred Stock Offering | $75.00 | Financial Institutions |
| 12-Dec | Virgin Instruments Corp. (dba Simultof Systems)* | Equity Placement | Undisclosed | Healthcare |
| 12-Dec | Jayts, LLC* | M&A | Undisclosed | Business Services |
| 12-Dec | Jayts, LLC* | Debt Placement | Undisclosed | Business Services |
| 12-Nov | Medley Capital Corp. | Follow-on Offering | $75.60 | Financial Institutions |
| 12-Nov | Taylor Capital Group | Preferred Stock Offering | $100.00 | Financial Institutions |
| 12-Nov | Legacy Reserves LP | Follow-on Offering | $227.40 | Infrastructure |
| 12-Nov | OFS Capital Corporation | Initial Public Offering | $100.00 | Financial Institutions |
| 12-Nov | Stellus Capital Investment Corporation | Initial Public Offering | $138.00 | Financial Institutions |
| 12-Nov | Sun Communities, Inc. | Preferred Stock Offering | $85.00 | Financial Institutions |
| 12-Nov | Baysaver Technologies, Inc.* | Debt Restructuring | Undisclosed | Infrastructure |
| 12-Nov | American Technology Services* | M&A | Undisclosed | Business Services |
| 12-Oct | Lehigh Gas Partners LP | Initial Public Offering | $138.00 | Infrastructure |
| 12-Oct | Monroe Capital Corporation | Initial Public Offering | $86.30 | Financial Institutions |
| 12-Oct | Government Properties Income Trust | Follow-on Offering | $174.40 | Financial Institutions |
| 12-Oct | Triangle Capital Corporation | Debt Offering | $80.50 | Financial Institutions |
| 12-Oct | Crumbs Cake Shop | Private Placement | $9.80 | Consumer & Retail |
| 12-Oct | Fifth Street Finance Corp | Debt Offering | $75.00 | Financial Institutions |
| 12-Oct | Boardwalk Pipeline Partners | Follow-on Offering | $269.90 | Infrastructure |
| 12-Oct | EPR Properties | Preferred Stock Offering | $125.00 | Financial Institutions |
| 12-Oct | KCAP Financial Inc. | Debt Offering | $41.40 | Financial Institutions |
| 12-Oct | Gladstone Investment Corporation | Follow-on Offering | $33.00 | Financial Institutions |
| 12-Oct | Pennsylvania Real Estate Investment Trust | Preferred Stock Offering | $86.30 | Real Estate, Lodging & Leisure |
| 12-Sep | Summit Midstream Partners | Initial Public Offering | $287.50 | Infrastructure |
| 12-Sep | Enterprise Products | Follow-on Offering | $488.20 | Infrastructure |
| 12-Sep | PennantPark Investment Corporation | Follow-on Offering | $105.00 | Financial Institutions |
| 12-Sep | Ares Capital Corporation | Debt Offering | $182.50 | Financial Institutions |
| 12-Sep | Susser Petroleum Partners | Initial Public Offering | $224.00 | Infrastructure |
| 12-Sep | Hercules Technology Growth Capital | Debt Offering | $85.90 | Financial Institutions |
| 12-Sep | The Bachman Company | M&A | Undisclosed | Consumer & Retail |
| 12-Sep | Vanguard Natural Resources | Follow-on Offering | $189.80 | Infrastructure |
| 12-Sep | Breitburn Energy Partners LP | Follow-on Offering | $212.90 | Infrastructure |
| 12-Aug | Medley Capital Corp. | Follow-on Offering | $74.50 | Financial Institutions |
| 12-Aug | WSFS Financial | Debt Offering | $55.00 | Financial Institutions |
| 12-Aug | Boardwalk Pipeline Partners | Follow-on Offering | $322.50 | Infrastructure |
| 12-Jul | Investors Real Estate Trust | Preferred Stock Offering | $115.00 | Real Estate, Lodging & Leisure |
| 12-Jul | New Mountain Finance Corporation | Follow-on Offering | $85.00 | Financial Institutions |
| 12-Jul | Senior Housing Properties Trust | Follow-on Offering | $300.20 | Financial Institutions |
| 12-Jul | Hercules Technology Growth Capital | Debt Offering | $41.50 | Financial Institutions |
| 12-Jun | High Pressure Equipment Company | M&A | Undisclosed | Infrastructure |
| 12-Jun | Portadam | Recapitalization | $5.50 | Infrastructure |
| 12-Jun | Campus Crest Communities, Inc. | Follow-on Offering | $75.50 | Financial Institutions |
| 12-Jun | Gas Natural Inc. | Follow-on Offering | $8.10 | Infrastructure |
| 12-Jun | Associated Estates Realty | Follow-on Offering | $91.10 | Real Estate, Lodging & Leisure |
| 12-Jun | Main Street Capital Corporation | Follow-on Offering | $97.00 | Financial Institutions |
| 12-Jun | Pebblebrook Hotel Trust | Follow-on Offering | $114.40 | Financial Institutions |
| 12-Jun | Western Gas Partners | Follow-on Offering | $219.40 | Infrastructure |
| 12-Jun | City Holding Company | M&A | $13.20 | Financial Institutions |
| 12-May | Angie's List | Follow-on Offering | $112.20 | Technology & Software |
| 12-May | Crosstex Energy Services | Follow-on Offering | $164.80 | Infrastructure |
| 12-May | Unitil Corp. | Follow-on Offering | $69.70 | Infrastructure |
| 12-May | Hersha Hospitality Trust | Follow-on Offering | $134.40 | Financial Institutions |
| 12-May | Pacific Coast Oil Trust | Initial Public Offering | $370.00 | Infrastructure |
| 12-May | Equivalent Data* | M&A | Undisclosed | Business Services |
| 12-Apr | Pennsylvania Real Estate Investment Trust | Preferred Stock Offering | $115.00 | Real Estate, Lodging & Leisure |
| 12-Apr | Hercules Technology Growth Capital | Debt Offering | $43.00 | Financial Institutions |
| 12-Apr | QR Energy | Follow-on Offering | $386.00 | Infrastructure |
| 12-Apr | Brandywine Realty Trust | Preferred Stock Offering | $100.00 | Real Estate, Lodging & Leisure |
| 12-Mar | CafePress | Initial Public Offering | $85.50 | Technology & Software |
| 12-Mar | Rexnord Holdings | Initial Public Offering | $490.30 | Infrastructure |
| 12-Mar | Genesis Energy LP | Follow-on Offering | $177.10 | Infrastructure |
| 12-Mar | AmeriGas | Follow-on Offering | $288.80 | Infrastructure |
| 12-Mar | Medley Capital Corp. | Debt Offering | $40.00 | Financial Institutions |
| 12-Mar | Kite Realty Group Trust | Preferred Stock Offering | $32.70 | Real Estate, Lodging & Leisure |
| 12-Feb | Gladstone Investment Corporation | Preferred Stock Offering | $40.00 | Financial Institutions |
| 12-Feb | Triangle Capital Corporation | Debt Offering | $69.00 | Financial Institutions |
| 12-Feb | Remark Media, Inc. | PIPE | $4.30 | Business Services |
| 12-Feb | Medley Capital Corp. | Follow-on Offering | $49.00 | Financial Institutions |
| 12-Feb | National Retail Properties, Inc. | Preferred Stock Offering | $287.50 | Financial Institutions |
| 12-Feb | WNS Holdings | Follow-on Offering | $113.30 | Business Services |
| 12-Feb | Triangle Capital Corporation | Follow-on Offering | $80.80 | Financial Institutions |
| 12-Feb | Campus Crest Communities, Inc. | Preferred Stock Offering | $57.50 | Financial Institutions |
| 12-Jan | Realty Income Corporation | Preferred Stock Offering | $373.80 | Real Estate, Lodging & Leisure |
| 12-Jan | Ares Capital Corporation | Debt Offering | $143.80 | Financial Institutions |
| 12-Jan | Agree Realty Corp. | Follow-on Offering | $37.00 | Real Estate, Lodging & Leisure |
| 12-Jan | Vanguard Natural Resources | Follow-on Offering | $227.40 | Infrastructure |
| 12-Jan | LINN Energy | Follow-on Offering | $702.80 | Infrastructure |
| 12-Jan | Aspex | M&A | $30.50 | Infrastructure |
| 11-Dec | IZI Medical Products* | M&A | Undisclosed | Healthcare |
| 11-Nov | Energy Savers America* | Equity Placement | Undisclosed | Business Services |
| 11-Oct | BizBrag* | Equity Placement | Undisclosed | Business Services |
| 10-Nov | Maryland Quality Meats* | Debt Placement | Undisclosed | Business Services |
| 10-Apr | Bray & Scarff* | Fairness/Capital Adequacy Opinion | Undisclosed | Consumer & Retail |
| 9-Nov | Gothic Landscape, Inc.* | M&A | Undisclosed | Business Services |
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