Notes on Stock Schedule:
1. There is an additional $15 component to the commission.
2. Maximum charges:
a. Principal $0 – $50: No commission charged
b. Principal $51 – $1,050: Maximum charge (Commission plus $15); Cannot exceed 10% of principal
c. Principal $1,051 – $2,100: Maximum charge (Commission plus $15); Cannot exceed $105
d. For trades 150 shares or less: $157.97
e. For trades greater than 150 shares: $1.0531 per share
3. Maximum charge: Max = 5% of principal unless principal is less than $2,100.
4. Commission for an odd lot trade cannot exceed commission for a trade at the next higher round lot.
5. The commission charge for a multiple round lot cannot be more than the commission that would be charged if the trade was calculated as a number of separate single round lots.