Capital Markets

Investment Banking Transactions

Announcement DateClientDescriptionSize ($MM)Industry Group
26-Jun
American Water Works Co Inc
Debt Offering 
$1,035.0
Infrastructure
22-Jun
Ramaco Resources
Equity Offering
NA
Energy
14-Jun
Amwest Funding Corp.
Securitization
$316.6
Specialty Finance
7-Jun
Capital Southwest Corp
Debt Offering 
$71.9
Specialty Finance
30-May
Horizon Technology Finance Corp
Follow-on 
$40.6
Specialty Finance
23-May
Gladstone Investment Corporation
Debt Offering 
$65.0
Specialty Finance
18-May
LCNB Corp.
M&A
$43.7
Depository
18-May
Artesian Resources Corp
Follow-on 
$38.2
Infrastructure
18-Apr
Enovix
Debt Offering 
$150.0
Infrastructure
11-Apr
Saratoga Investment Corporation
Debt Offering 
$57.5
Specialty Finance
4-Apr
UMH Properties, Inc.
At-the-Market-Offering
$150.0
Specialty Finance
21-Mar
First Mid Bancshares, Inc.
M&A
$90.5
Depository
24-Feb
AmWest Funding Corp
Securitization
$497.5
Specialty Finance
21-Feb
Rockhold Bancshares, Inc.
M&A
NA
Depository
21-Feb
RGC Resources
At-the-Market-Offering
$20.0
Infrastructure
16-Feb
Yandell Truckaway
M&A
NA
Transportation & Logistics
1-Feb
Constellation Inc.
M&A
NA
Insurance 
31-Jan
Great Salt Plains Midstream 
M&A
NA
Energy
26-Jan
TXO Energy Partners, LP
IPO
$115.0
Energy
18-Jan
Sachem Capital Corp.
At-the-Market-Debt Offering
$25.0
Specialty Finance
18-Jan
Sachem Capital Corp.
At-the-Market-Offering
$75.0
Specialty Finance
12-Jan
Ares Capital Corporation
Follow-on 
$236.8
Specialty Finance
30-DecCommunity First Financial CorporationDebt Offering$13.5Depository
20-DecBrunswick Bank M&A$53.9Depository
15-DecHarrow Health, Inc.Debt Offering$40.3Healthcare
06-DecAlpha GroupM&ANAHealthcare
05-DecSalisbury Bancorp, Inc.M&A$204.0Depository
05-DecSaratoga Investment CorporationDebt Offering$52.5Specialty Finance
30-NovCTO Realty GrowthFollow-on$65.6REIT
30-NovRunway Growth Finance Corp. Debt Offering$51.8Specialty Finance
28-NovOTC Global HoldingsPrivate Debt Placement$55.0Specialty Finance
07-NovAres Capital CorporationFollow-on$173.9Specialty Finance
28-OctCTO Realty GrowthAt-the-Market-Offering$150.0REIT
19-OctSaratoga Investment CorporationDebt Offering$40.0Specialty Finance
19-OctThe Bank of PrincetonM&A$25.4Depository
18-OctCitizens Financial Services, Inc.M&A$67.4Depository
17-OctEssential Utilities, Inc.At-the-Market-Offering$500.0Infrastructure
12-OctBusiness First Bancshares, Inc.Follow-on$50.0Depository
15-Sep
CNB Financial Corp.
Follow-on Offering
$100.0Depository
17-Aug
Sachem Capital Corp.
Debt Offering
$40.3Real Estate
17-Aug
Midland States Bancorp, Inc.
Preferred Stock Offering
$115.0Depository
08-Aug
Pennant Park Floating Rate
Follow-on Offering
$49.6Specialty Finance
04-Aug
Eclipse Bancorp, Inc.
Private Placement$15.0Depository
28-Jul
Ares Capital Corporation
Follow-on Offering$174.8Specialty Finance
21-Jul
Runway Growth Finance Corp. 
Debt Offering$70.0Specialty Finance
06-JulCorning Natural Gas Holding Corp.M&A$152.0Infrastructure
17-JunBaird CapitalM&AUndisclosedInfrastructure
08-JunHorizon Technology Finance CorpDebt Offering$50.0Financial Institutions
07-JunGreat Elm Group, Inc.Debt Offering$25.0Financial Institutions
06-JunModiv Inc.At-the-Market Offering$50.0Real Estate
01-JunPacWest BancorpDebt Offering$500.0Financial Institutions
20-MayFirst Ottawa Bancshares, Inc.Debt Offering$7.8Financial Institutions
18-MayEssential Utilities, Inc.Debt Offering$500.0Infrastructure
06-MaySachem Capital Corp.Debt Offering$30.0Financial Institutions / Real Estate
07-AprInvestar Holding CorporationDebt Offering$20.0Financial Institutions
04-AprAshford Inc,Private Debt Placement$100.0Real Estate
01-AprYork Water CompanyFollow-on Offering$46.0Infrastructure

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