Capital Markets

Investment Banking Transactions

Announcement DateClientDescriptionSize ($MM)Industry Group
30-DecCommunity First Financial CorporationDebt Offering$13.5Depository
20-DecBrunswick Bank M&A$53.9Depository
15-DecHarrow Health, Inc.Debt Offering$40.3Healthcare
06-DecAlpha GroupM&ANAHealthcare
05-DecSalisbury Bancorp, Inc.M&A$204.0Depository
05-DecSaratoga Investment CorporationDebt Offering$52.5Specialty Finance
30-NovCTO Realty GrowthFollow-on$65.6REIT
30-NovRunway Growth Finance Corp. Debt Offering$51.8Specialty Finance
28-NovOTC Global HoldingsPrivate Debt Placement$55.0Specialty Finance
07-NovAres Capital CorporationFollow-on$173.9Specialty Finance
28-OctCTO Realty GrowthAt-the-Market-Offering$150.0REIT
19-OctSaratoga Investment CorporationDebt Offering$40.0Specialty Finance
19-OctThe Bank of PrincetonM&A$25.4Depository
18-OctCitizens Financial Services, Inc.M&A$67.4Depository
17-OctEssential Utilities, Inc.At-the-Market-Offering$500.0Infrastructure
12-OctBusiness First Bancshares, Inc.Follow-on$50.0Depository
15-Sep
CNB Financial Corp.
Follow-on Offering
$100.0Depository
17-Aug
Sachem Capital Corp.
Debt Offering
$40.3Real Estate
17-Aug
Midland States Bancorp, Inc.
Preferred Stock Offering
$115.0Depository
08-Aug
Pennant Park Floating Rate
Follow-on Offering
$49.6Specialty Finance
04-Aug
Eclipse Bancorp, Inc.
Private Placement$15.0Depository
28-Jul
Ares Capital Corporation
Follow-on Offering$174.8Specialty Finance
21-Jul
Runway Growth Finance Corp. 
Debt Offering$70.0Specialty Finance
06-JulCorning Natural Gas Holding Corp.M&A$152.0Infrastructure
17-JunBaird CapitalM&AUndisclosedInfrastructure
08-JunHorizon Technology Finance CorpDebt Offering$50.0Financial Institutions
07-JunGreat Elm Group, Inc.Debt Offering$25.0Financial Institutions
06-JunModiv Inc.At-the-Market Offering$50.0Real Estate
01-JunPacWest BancorpDebt Offering$500.0Financial Institutions
20-MayFirst Ottawa Bancshares, Inc.Debt Offering$7.8Financial Institutions
18-MayEssential Utilities, Inc.Debt Offering$500.0Infrastructure
06-MaySachem Capital Corp.Debt Offering$30.0Financial Institutions / Real Estate
07-AprInvestar Holding CorporationDebt Offering$20.0Financial Institutions
04-AprAshford Inc,Private Debt Placement$100.0Real Estate
01-AprYork Water CompanyFollow-on Offering$46.0Infrastructure
30-MarCrossAmerica PartnersAdvisoryUndisclosed Energy
24-MarFarmers National Banc Corp.M&AUndisclosed Financial Institutions
11-MarCitizens Community Bancorp, Inc.Debt Offering$35.0 Financial Institutions
9-MarHorizon Technology Finance CorpFollow-on Offering$35.9 Financial Institutions
3-MarSachem Capital Corp.Debt Offering$51.9 Financial Institutions / Real Estate
1-MarMainStreet Bancshares, Inc.Debt Offering$43.8 Financial Institutions
24-FebRamaco ResourcesFairness OpinionUndisclosed Energy
18-FebFirst Capital Bancshares, Inc.Debt Offering$5.0 Financial Institutions
8-FebColony Bankcorp, Inc.Follow-on Offering$63.5 Financial Institutions
3-FebCSB Financial Holdings, Inc.M&AUndisclosed Financial Institutions
28-JanPB Financial Corp.Debt Offering$12.0 Financial Institutions
27-JanPonce Financial GroupFollow-on Offering$133.2 Financial Institutions
13-JanSpirit Realty Capital, Inc.Follow-on Offering$448.9 Financial Institutions / Real Estate
12-JanAres Capital CorporationFollow-on Offering$239.7 Financial Institutions
5-JanRealogy Holdings Corp.Debt Offering$1,000.0 Financial Institutions / Real Estate

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