Capital Markets

Investment Banking Transactions

Close DateClientDescriptionSize ($MM)Industry Group
17-JunBaird CapitalM&AUndisclosedInfrastructure
08-JunHorizon Technology Finance CorpDebt$50.0Financial Institutions
07-JunGreat Elm Group, Inc.Debt$25.0Financial Institutions
06-JunModiv Inc.At-the-Market Offering$50.0Real Estate
01-JunPacWest BancorpDebt$500.0Financial Institutions
20-MayFirst Ottawa Bancshares, Inc.Debt$7.8Financial Institutions
18-MayEssential Utilities, Inc.Debt$500.0Infrastructure
06-MaySachem Capital Corp.Debt$30.0Financial Institutions / Real Estate
07-AprInvestar Holding CorporationDebt$20.0Financial Institutions
04-AprAshford Inc,Private Debt Placement$100.0Real Estate
01-AprYork Water CompanyFollow-on Offering$46.0Infrastructure
30-MarCrossAmerica PartnersAdvisoryUndisclosed Energy
24-MarFarmers National Banc Corp.M&AUndisclosed Financial Institutions
11-MarCitizens Community Bancorp, Inc.Debt Offering$35.0 Financial Institutions
9-MarHorizon Technology Finance CorpFollow-on Offering$35.9 Financial Institutions
3-MarSachem Capital Corp.Debt Offering$51.9 Financial Institutions / Real Estate
1-MarMainStreet Bancshares, Inc.Debt Offering$43.8 Financial Institutions
24-FebRamaco ResourcesFairness OpinionUndisclosed Energy
18-FebFirst Capital Bancshares, Inc.Debt Offering$5.0 Financial Institutions
8-FebColony Bankcorp, Inc.Follow-on Offering$63.5 Financial Institutions
3-FebCSB Financial Holdings, Inc.M&AUndisclosed Financial Institutions
28-JanPB Financial Corp.Debt Offering$12.0 Financial Institutions
27-JanPonce Financial GroupFollow-on Offering$133.2 Financial Institutions
13-JanSpirit Realty Capital, Inc.Follow-on Offering$448.9 Financial Institutions / Real Estate
12-JanAres Capital CorporationFollow-on Offering$239.7 Financial Institutions
5-JanRealogy Holdings Corp.Debt Offering$1,000.0 Financial Institutions / Real Estate
31-DecRoad WidenerM&A Corporate Advisory
28-DecGateway Bank F.S.B.M&A Financial Institution
22-DecCooperative Bank of Cape CodDebt Offering$25.0 Financial Institution
16-DecGreen Brick Partners, Inc.Preferred Stock Offering$50.0 Real Estate
14-DecSachem Capital Corp.Debt Offering$45.0 Real Estate / Financial Institution
9-DecAgree Realty Corp.Follow-on Offering$391.9 Real Estate
8-DecBabcock & Wilcox EnterprisesDebt Offering$151.4 Infrastructure
6-DecSachem Capital Corp.At-the-market Offering$44.9 Real Estate / Financial Institution
6-DecSignal Control Products Inc.M&A Corporate Advisory
2-DecCW Bancorp, Inc.Debt Offering$17.5 Financial Institution
1-DecB. Riley Financial, Inc.Debt Offering$322.7 Financial Institution
28-OctBlackstone Secured LendingInitial Public Offering$276.1 Financial Institutions
13-OctHennessy AdvisorsDebt Offering$40.3 Financial Institutions
4-OctHealthcare Trust Inc.Debt Offering$80.0 Financial Institutions
22-SepWestern Alliance BancorporationDebt Offering$300.0 Financial Institutions
21-SepHennessy AdvisorsDebt Offering$35.0 Financial Institutions
7-SepBayCom CorpBuy-side M&A$53.1 Financial Institutions
25-AugPlanters Holding CompanyBuy-side M&A$54.0 Financial Institutions
20-AugHanmi Financial CorporationDebt Offering$110.0 Financial Institutions
18-AugCharah Solutions, Inc.Debt Offering$135.0 Infrastructure
13-AugBankFive, MHCDebt Offering$25.0 Financial Institutions
11-AugAdaptHealthDebt Offering$600.0 Healthcare
11-AugFinancial Federal BankSell-side M&A$147.0 Financial Institutions
10-AugFirst Financial CorporationBuy-side M&A$31.4 Financial Institutions
4-AugUnitil CorporationFollow-on Offering$40.6 Infrastructure
3-AugCornerstone Financial CorporationFollow-on Offering$13.7 Financial Institutions

For more information about Janney, please see Janney’s Relationship Summary (Form CRS) on www.janney.com/crs which details all material facts about the scope and terms of our relationship with you and any potential conflicts of interest.

To learn about the professional background, business practices, and conduct of FINRA member firms or their financial professionals, visit FINRA’s BrokerCheck website: http://brokercheck.finra.org/